Establishing Multi-year Corporate Compliance Technology Transformation Roadmap Creating Corporate Compliance Technology management reporting and tracking framework Preparing and presenting Corporate Compliance Technology monthly dashboard to key business/compliancestakeholders Managing key Corporate Compliance Technology programs/initiatives➢ Global Central Employee Compliance platform➢ North America Market Surveillance platform➢ Metrics Repository Architectual Platform Managing Corporate Compliance Technology budget Recruiting and mentoring Corporate Compliance Technology PMO staff

Managed FCTM (Financial Crime Transaction Monitoring) Machine Learning and BigData programManaged “Migrate Data from CCB Tenant to AML Tenant in MT Discovery” program. This effort involvedidentifying and creating new AML landing directory in target AML tenant in MT Discovery (Chase Private Cloud). Identifying users and groups accessing AML data and transfer/convert them to new AML tenant in MT Discovery. Managed Adaptive Alerting – A Machine Learning (ML) project. This effort involved teams fromCTML (Corporate Technology Machine Learning), Global/Regional compliance and investigation leads, compliance technology. Utilized ML decision tree and sampling methodologies, an innovation to increase operation throughput and more productive alerts. Scrum Master for FCTM team, managed multiple Coverage Strategy/Compliance driven projects. Managed and completed FCTM encryption program. An effort to encrypt all data-at-rest for areas contain PII data covering all regions (NA, EMEA, and APAC) included UAT, Production, and DR environments. Due to the nature of data and encryption tool capabilities/limitation, engaged and used Oracle TDE tool for NA Exadata DBs and Vormetric encryption tool for all non-Exadata DBs and app servers. Led matrix resources (GTI Encryption team, PMO PMs and SMEs, GTI Architect, GTI SAs and DBAs, FCTM AD and ETL Tech) in successfully completed this effort.Managed and completed a Consent Order AML Transaction Monitoring phase 2 project. This project covered APAC, EMEA, NAM/LATAM regions in 32 countries, all line of businesses (CIB, CCB, GWM), with 44 systems, 7 products and 5 reference data. Created and managed overall project plan and change control.Created and presented weekly/monthly project status reports to project stakeholders and senior managers.Partnered with LOB technology teams, Compliance and Operation/Investigation teams, and various PMOs, in successfully implemented the solution and met the consent order requirement and milestone.

Manage ongoing detailed technical design of Global and local BRD and FRD requirements.Develop project plans with detailed breakdown of activities and milestones.Manage global implementation strategy, organizational and project change management, strategy execution and production support, defect/problem tracking.Work with Compliance and functional area project teams to resolve questions on standards related to the KYC platform design. Implement ongoing quality review working with interdepartmental teams to ensure consistency with Standards is correctly included in the initiation, design, and build phases.Responsible for development of future state KYC procedures, including interim procedures, definition and documentation and collaboration with other functional areas for end-to-end documentation.Translate consumer commitments to each business specific needs supported by fully documented plans. Work with AML business partners on the local applications and requirements to ensure that regulators requirements are met as well as meeting customer needs.Work with AML business leaders in the creation of project management framework / infrastructure at global and regional level enabling program progress reporting and timely action on issues.Define consistent global on-boarding standards for the Consumer business; implement consistent customer risk models for consumer clients; define global consumer product approval processes for high risk products; analyze global compliance proposals to enhance consumer AML program, ensuring that business continues to be efficient and proposals are feasible to be implemented. Collaborate with business partners and global stakeholders to drive cross-work stream escalation and issue resolution.