Partner with corporate business associates, compliance, and technology teams to manage compliance and regulatory requests from FINRA, SEC, and state insurance departments and analyze and execute over $1M in the annual backlog of regulatory compliance and remediations. Cultivate stronger team synergies while minimizing data redundancy and delivering scalable data and analytics capabilities. Supervise a team of 20 business analysts, developers, and quality analysts supporting broker-dealer and insurance new business, operations, and suitability initiatives. Partner with business teams to document, analyze, and assess potential improvement opportunities in operational and system workflow processes that directly support more than $100M of new assets for the company each year.• Bolster the accuracy of compliance data and remediation efforts to more than 95% accuracy.• Enhance the turnaround time of compliance, legal, audit, and regulatory data requests from external regulators by 50%.• Spearhead the technology response to multiple high-profile FINRA Enforcement requests and remediation initiatives that protected the company from fines and reputational damage.

Supervised a team of two business analysts in support of annuity product releases across numerous business lines, including Agency, AARP, Structured Settlement and Lottery, and Third-Party Distribution. Headed a team of three business analysts to support eBusiness platforms such as Annuity Maintenance Platform-AMP, AFFIRM iPipeline, Ebix AnnuityNet, and FireLight for Third-Party Distributors.• Streamlined the management of annuity projects, including the Foreign Account Tax Compliance Act (FATCA) project.• Accelerated the speed of onboarding clients and new business policies by 20%.

Executed business and system examinations for multiple interfaces for an Annuity Administration Project that supported the implementation of fixed deferred annuities from the Mainframe to Visual Basic .NET platform. Completed walk-throughs of business requirement documents, interface data mapping, and system specifications for all business and IT stakeholders, service partners, and QA.• Slashed quality assurance and development problems by 25% and enhanced business requirement documentation for annuity product implementations.

• Academy of Art University Online Award of Completion in Visual Effects• Saving Lincoln (Visual Effects Compositor)

Expertly led product staff, legal department, actuaries, outside vendors, IT, and QA to resolve problems with annuity product releases. Headed customization and integration of Borland CaliberRM into annuity projects with the Center of Excellence Business Lead. Regulated business analytics activities related to annuity projects, including Vantage-One, new business system, data warehouse, contract printing, web-based, and voice response unit interfaces. • Shortened the implementation time to rollout new variable annuity products to the market and streamlined technology’s review of legal and product documents, business requirements, application development, and end-to-end testing of all impacted systems.• Delivered Subject Matter Expertise to the development and testing teams as well as mentoring of business and system analysts.