Wenjie (Cathy) Cao Email and Phone Number

Stage: Series A - Pre-IPOFocus Areas: SaaS, AI, Infra, Industrial Software, Web3.0, etc.Cases: RPA, no-code platform, Salestech, Architech, AMR, CAE, etc.

Summer 2020: Financial Risk Management

Loan IQ

• Coordinated supervisory activities, including on-site bank examinations and BAU (business-as-usual) supervisions, with regulators, such as the Office of the Comptroller of the Currency (OCC), the Federal Reserve Bank (FRB), and the Federal Deposit Insurance Corporation (FDIC)• Tracked remediation and implementation status of Non-BSA/AML MRAs (Matters Requiring Attention) using several spreadsheets with related project stakeholders, and reported to regulators periodically • Developed and maintained weekly and quarterly compliance risk management reports delivered to Head Office, and Risk and Compliance committees, summarizing exams status and presenting KRIs dashboard

• Competed with 500+ teams globally and advanced to the final round in Canada• Presented to 4 bankers after 6-hour of resolving a simulated M&A transaction of Tapestry• Created pitchbook and run financial modeling, including DCF, Comps, Precedent and LBO.

• Handled annual audit and quarterly review for at least 50 companies from 6 different industries globally, i.e. steel pipe manufacturing, automobile, education, hotel service, and consumer goods packaging, etc. • Involved in 2 IPO and 3 M&A projects in the Education industry, to conduct financial due diligence, build cash flow projections and perform risk assessment, providing insights on current business and future growth prospects• Evaluated the effectiveness of internal control for clients to identify performance improvement opportunities • Advanced audit methodologies via internal trainings to make appropriate audit adjustments and coached new staff