Wendy Noble work email
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Wendy Noble personal email
Senior Risk and Compliance Professional with extensive management experience gained in Retail Financial Services over 12 years comprising:- Deep product knowledge, including investments, pensions, general insurance, life, mortgages and consumer banking products aligned to both sales and compliance roles- Strong understanding of regulatory issues, including FSA COBS, ICOBS, MCOB, ASA, CAP code, CCA, DPA, BCOBS, Lending Code and TCF Principles- Managed, trained and developed team of up to16 Analysts incorporating the introduction of MCOB, ICOB and BCOB - Recognised leadership in making teams the ‘centre of excellence’. Received ‘Ovation’ nomination at RBS for support to Consultancy team for a number of assignments within Telephony sales.
Rbs Uk Retail
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Regulatory Risk ManagerRbs Uk Retail Jan 2008 - PresentLondon, United KingdomTransferred to RBS UK Retail to manage a small team of Compliance Officers within Risk Delivery, supporting UK Retail businesses by providing compliant input and approval of in-scope areas of financial promotions, sales and service process changes, training material, Operation Risk Assessments, Group New Product Approval Process (GNPAP) submissions and telephony call scripts.
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Compliance OfficerRbs Insurance Jan 2005 - Jan 2008London, United KingdomRecruited to manage a team of six Financial Promotions Analysts, interpreting and setting all relevant standards and procedures to comply with FSA COB and other legislative rules. In particular, supported the Head of Regulatory Risk in developing and meeting compliance objectives.
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Advertising Standards ManagerLegal & General Assurance Society Ltd. Jun 1998 - Jan 2005SurreyAppointed Representative responsible for generating own business leads, licensed to sell all L&G products. Transferred to Head Office in April 1999 as an Advertising Standards Consultant and subsequently promoted to Manager in May 2001,leading a team of 16 consultants responsible for interpreting regulatory, legislative, Inland Revenue and internal requirements in relation to all financial promotions of the Group.
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Financial AdviserBarclays Life Nov 1997 - Jun 1998Eastbourne, SussexHeadhunted to sell bancassurance products to retail bank clients
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Financial ConsultantSun Life Unit Services Ltd Jan 1995 - Nov 1997Eastbourne, SussexQualified in all Sun Life products and FPC 1, 2 and 3 within the first year of joining. Self employed status, responsible for generating my own leads. Organised and presented at Seminars. These were geared to Savings and Investments and provided a great deal of my clients together with referrals.
Wendy Noble Skills
Wendy Noble Education Details
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Chartered Institute Of InsuranceFpc 1, 2 & 3 -
Certificate Of Mortgage Advice And Practice (Cemap)
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Regulatory Risk And Compliance Essentials Programme (Rbs)
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Risk Foundation Modules: Retail Credit Risk, Wholesale Credit Risk, Market Risk, Operational Risk And Anti Money Laundering (Rbs)
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Crawley CollegeHnc In Business And Finance
Frequently Asked Questions about Wendy Noble
What company does Wendy Noble work for?
Wendy Noble works for Rbs Uk Retail
What is Wendy Noble's role at the current company?
Wendy Noble's current role is Regulatory Risk Manager at RBS.
What is Wendy Noble's email address?
Wendy Noble's email address is we****@****s.co.uk
What schools did Wendy Noble attend?
Wendy Noble attended Chartered Institute Of Insurance, Certificate Of Mortgage Advice And Practice (Cemap), Regulatory Risk And Compliance Essentials Programme (Rbs), Risk Foundation Modules: Retail Credit Risk, Wholesale Credit Risk, Market Risk, Operational Risk And Anti Money Laundering (Rbs), Crawley College.
What skills is Wendy Noble known for?
Wendy Noble has skills like Compliance, Regulatory.
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1meadowsryan.com -
Wendy Noble
Operations & Safeguarding Manager At Oldham Athletic Community TrustManchester Area, United Kingdom1oact.org.uk -
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