Wenjun Pan Email & Phone Number

Shanghai, China

Shanghai

Prepared credit application file based on the FO request signed off by the President and another authorized signatory of the Front Office, and then escalated to the Credit Review Committee or to the higher decision-making level for review and approval, depending on the level of authority concerned.– To participate in the analysis of proposed transactions during the Bank’s risk strategy development, and to provide an opinion thereon;– To prepare credit applications, for all counterparties, based on the FO request submitted by the FO, business lines and/or other business units, and provide an opinion thereon;– To be involved in and coordinate credit risk management at the level of individual applications;– To monitor credit risks in the portfolio, particularly by anticipating them and by sorting out discrepancies;– To liaise with the relevant department for credit risk management (particular portfolio reviews by business units and/or product lines, and balancing decisions via credit portfolio review);– To analyze capital market operations and structed products, especially those complex transactions involving credit risk. – Provide an analytical service prior to the closing of a transaction;– Assess due diligence review conducted by FO/Capital Market Sales so as to provide a frame for technical aspects and to ensure the quality and professionalism of various parties involved in the transaction;– In close cooperation with CRM, follow up the transaction over its entire life and monitor changes in credit so as to ensure that those transactions remain within the approved envelopes and that they consistently comply with regulatory requirements and internal rules.

Shanghai

New York City

• Updating clients and prospective clients’ information in the Salesforce software, generating existing clients report and designing clients, and prospective clients’ reports using Assetmap platform.• Creating investment accounts using LPL platform, and analyzing Portfolio and funds using Morningstar software.

Greater New York City Area

Assisting the professor to do research, exploring the history of related industry, collecting data and doing data analysis.

New York City

• Researched on the performance of IT related stocks, options and ETFs in terms of yields and risks in order to give investment opinions. • Analyzed clients’ investment portfolio, and presented to the client.• Checked more than 20 trades every day, did blotters and organized all paperwork including staff’s routine material, company’s expense, client’s information and so on.

Taiyuan, Shanxi, China

Organized over 50 small companies and managed accounting books and declare taxable goods.Processed with the government tax department on behalf of the clients to help them file their taxes and receive their tax rebates in a timely manner.

Beijing City, China

Shadowed an investment manager to manage 15 clients’ investment plans which included researching stocks and bonds, and giving opinions to the manager for adjusting customers’ portfolios in order to match the expected returns and risk tolerance of clients.Responded to approximately 30 clients’ inquires per day, educated them on financial products, and directing them to the appropriate personnel to buy.

Hong Kong

Provided investment recommendations, through researching the market performance, for customers based on their financial situation and income as well as company portfolios available to help customers achieve financial mile stones.Created a survey at the one of communities at each area to evaluate the investments of residents living in Hong Kong, to analyze their investment preferences and presented the findings to the management team.Analyzed south Africa, as a potential new market in order to identify areas for foreign investment.

Master'S Degree, Investments And Securities, 3.93

Bachelor'S Degree, Applied Mathematics, 3.5/4.0