Wesley Wolf, Crcm, Crisc Email & Phone Number

Menlo Park, California, Us

Provided enterprise risk, compliance, and audit expertise and advisement to senior-level corporate leadership and business unit operational staff to solve risk, control, audit, and regulatory related business problems and challenges.

Charlotte, Nc, Us

Operated at the execution/implementation level across multiple projects related to Risk and Control Self-Assessments (RCSA), Post-Sprint Output Reviews (PSOR), and Major Compliance Requirement (MCR) Retrofit activities, utilizing change management best practices, standards, governance, and reporting routines to enable adoption and execution of change across Wholesale businesses.• Partnered with Business Process Management (BPM), Compliance, Self-Assurance, Testing & Validation, Issues Management, and other key stakeholder teams to ensure that critical Integrated Process Risk & Control (IPRC) outputs are incorporated into their respective programs. • Identified, assessed, and remediated risk utilizing BPM/RCSA knowledge and skillset. • Collaborated with the Wholesale IPRC Process Design team to continuously identify opportunities to enhance the IPRC Post-Sprint and Change Governance processes.• Experience using Shared Risk Platform/SHRP (RSA Archer Governance, Risk, and Compliance/GRC)

Responsible for assessing first-line business processes and controls. The role collaborates with management to identify issues and corrective action plans and communicates the scope and severity of concerns identified to the applicable level of management.• Execute test plans to assess design and operating effectiveness of management’s remediation efforts• Prepare high quality workpapers to support design and operating effectiveness conclusions• Review the suitability of internal control design and provide effective challenge to managementExperience using MetricStream (GRC) and TeamMate (Audit).

West Palm Beach, Florida, Us

Oversaw all aspects of company’s compliance testing and monitoring functions, including comprehensive compliance risk assessment program. Assisted chief compliance officer with ensuring adherence to all applicable laws, regulations, and policy requirements. Managed compliance staff in execution of regulatory reviews and projects. Executed on risk-based compliance testing and monitoring program including reporting results to business unit leaders, senior management, and external third parties. Developed and managed processes to accurately measure and evaluate business practices to ensure consistency of practices with laws and regulations. Analyzed testing results and made recommendations for policy and procedural changes to mitigate compliance risk. Partnered with Technology team on MetricStream (GRC) enhancements and capabilities to further support data management, process transformation, and required risk, controls, and compliance reporting.

Washington, District Of Columbia, Us

Managed team of reporting analysts and programmers through full SDLC lifecycle of requirements, design, development, testing, and implementation of solutions to meet business reporting needs and objectives. Led a team of project managers, data analytics and data architects to deliver information and analytical resources to business units, including data mining, analysis, visualization, and modeling across various reporting platforms. Supervised and assigned reporting analyst workloads, monitored status progression, and assisted with escalations. Experience using Business Objects, Spotfire, Tableau, SAS, and SQL.

Washington, District Of Columbia, Us

Served as key contributor on implementation of Making Home Affordable initiative. Managed HAMP non-GSE fulfillment program, including staff of team leads, senior support specialists, and support specialists responsible for registration of servicers under HAMP Program, inbound inquiries regarding execution under program, outreach activities to participating servicers, and remediation of servicer compliance issues. Provided leadership in creating foundation for business-to-business call center focused on registering all servicers under HAMP program, as well as supporting non-Fannie Mae servicers and non-Fannie Mae loans in execution of HAMP. Business owner/user of new implementation of Siebel Customer Relationship Management (CRM) system and responsible for the requirements, design, development, testing, and implementation of ongoing releases through the full SDLC lifecycle.

New York, Ny, Us

Led in-house commercial mortgage loan servicing group, including operations, investor reporting, and asset management personnel. Served as liaison between all parties involved in internal and external commercial real estate loan transaction. Oversaw all servicing processes, including new loan setup, loan operations, escrow administration, investor reporting, and portfolio asset management. Provided oversight and direction to team members for review, analysis, and negotiation of complex requests from borrowers, and recommended appropriate course of action. Trained and coached loan servicing personnel.

Served as relationship manager for portfolio of commercial mortgage loans of all property types, requiring effective management of client and borrower relationships. Acted as servicing liaison between all parties involved in internal and external commercial real estate loan transaction. Proactively monitored and managed performance of assigned loan portfolio. Ensured compliance with loan covenant requirements. Stayed abreast of economic trends and market conditions that may have affected assigned loan portfolio. Minimized incidents of default by proactively monitoring borrower’s financial situation. System administrator for Strategy loan servicing system by McCracken Financial Solutions Corp. Responsible for implementation and testing of all new loan servicing system releases.

Managed and started loan operations and accounting group. Oversaw relationship with banks, clients, and third-party vendors. Managed portfolio of cash-managed commercial mortgage loans for all clients. Worked with banking contacts and commercial clients to establish Treasury and Banking products and services required by the lender. Acted as liaison between servicing group and corporate finance group. Managed monthly remittances to all clients, balancing and reconcilement of DDA and general ledger accounts, posting of monthly mortgage payments from borrowers and primary servicers, and transfer of loans to new servicers due to loan sale or securitization. Processed adjustments to existing loans due to assumptions, modifications, and amendments. Authored written work procedures for loan operations and accounting group. System administrator for Strategy loan servicing system by McCracken Financial Solutions Corp. Responsible for implementation and testing of all new loan servicing system releases.

New York, Ny, Us

Oversaw accounts payable, accounts receivable, and general ledger. Balanced and reconciled DDA and general ledger accounts. Managed DDA account setup and maintenance. Handled global-plus check processing and reconcilement. Processed returned Items. Authored written work procedures.

Managed portfolio of cash-managed commercial mortgage loans of all property types. Acted as liaison between borrowers, attorneys, lenders, banks, and property management companies. Worked with banking contacts and commercial clients to establish Treasury and Banking products and services required by the lender. Monitored cash management accounts, including allocation, movement (or “sweeping”), and disbursement of funds. Initiated and maintained spreadsheets for all cash-managed loans, allocating and disbursing funds pursuant to loan documents. Balanced and reconciled cash management DDA accounts. Experience using Strategy loan servicing system by McCracken Financial Solutions Corp.

Balanced and reconciled DDA and general ledger accounts. Posted monthly mortgage payments. Monitored incoming wire account. Experience using Strategy loan servicing system by McCracken Financial Solutions Corp.

New York, Ny, Us

Processed payments and remittances from agencies, attorneys, bankruptcy trustees, CCCC, and individual card members.

Charlotte, Nc, Us

Balanced and reconciled DDA and GL accounts.

Master Of Science (M.S.), Information Systems

Bachelor Of Science (B.S.), Business Administration

Associate Of Science (A.S.), Business Administration

High School Diploma