Will Goldenberg Email & Phone Number

New York, New York, Us

Frankfurt Am Main, Hessen, De

Frankfurt Am Main, Hessen, De

Frankfurt Am Main, Hessen, De

Wealth Management Group Audit

Frankfurt Am Main, Hessen, De

Global Transaction Banking Group Audit

London, Gb

Banking & Capital Markets • Clients Include: Bank of New York Mellon, Fannie Mae, Mitsubishi UFJ Trust & Bank, Hudson City Savings bank, Citi & Goldman Sachs• Performed internal audits over various function of today’s pre-eminent financial services company, with some 200 million customer accounts in more than 100 countries, the areas audited include Retail Operations Support, Unsecured Lending, Retail Check Processing & CCAR 14A Filings.• Performed internal audits over various functions for a Large regional bank including Consumer Lending, Customer Service, Purchasing, Cashiering, ACH (NACHA Guidelines), Transaction Processing, Default Management and Wire Transfers. • Performed detailed work-paper reviews for one of the world’s largest securities servicing firms in connection with the Quality Assurance Review of the internal audit function.• Performed detailed internal audit control testing over the counterparty credit risk function at a government sponsored enterprise. • Performed detailed internal audit control testing of the compliance function focusing on the Anti Money Laundering Program and the Know Your Client Procedures & the Corporate Lending Function of an international commercial bank.• Performed Quality Audit Reviews to ensure compliance with methodology for a global banking firm.

Gb

Banking & Capital Markets• Clients include: Federal Home Loan Bank of New York, Goldman Sachs & Partners Australia, Capital Access Network Inc., Alliance Bernstein LP.• Perform detailed analytics over balance sheet and income statement accounts, for planning and substantive testing purposes on both small and large engagements. Involves researching market conditions, industry trends and macroeconomic data. • Assist global companies in the filing of Forms 10-K, and 10-Q, and ensure appropriate disclosures are made for SEC reporting purposes.• Perform regulatory audits of U.S. broker-dealers in accordance with the Securities and Exchange Act of 1934.• Assess, evaluate, and document effectiveness of clients’ internal control structures in accordance with Section 404 of the Sarbanes-Oxley Act. • Develop testing plans relating to journal entries including topside and post-closing entries on significant accounts.• Establish and maintain client relationships by regularly corresponding with upper management, including Chief Financial Officers, Chief Accounting Officers, and Financial and Legal Entity Controllers.

New York, New York, Us

• Provided analytical research to aid in investment decisions including pharmaceutical patent expiration & petroleum reserves analysis.• Processed account transfers due to change in custodian.