William Worthen Email & Phone Number

Texas, United States

Dallas, Texas

Financial Analyst V / Director I Workplace Investment Financial Planning & Analysis, 2010 – 2021Oversaw preparation of Workplace Investment financials.• Prepared presentations for CFO and Executive Leadership Team, compiled monthly Key Performance Indicators and provided financial information for periodical surveys.• Produced Client, Plan and Participant Reporting as well as Assets and Sales Reporting.• Prepared quarterly Executive Scorecard and developed budget, quarterly forecasts and multi-year plans.• Served as Business Finance Partner to WI HR & Performance Solutions and WI Strategy, Planning and Risk. Workplace Investment Plan Services, 2009 – 2010Prepared monthly financials.• Developed annual budget and quarterly forecasting, compiled statistical data, and produced quarterly scorecards.• Developed a fee for service revenue project for Stock Plan Services and provided help in developing client profitability reporting for Stock Plan Services.• Acted as Business Finance Partner to Program Management.Defined Contribution Plan Services, 2009Prepared monthly financials.• Developed and monitored Defined Contributions Transformation Process, prepared budget and quarterly forecasting and developed Finance-wide Cost Benefit Analysis template.• Compiled monthly Key Performance Indicators.• Served as Business Finance Partner to DC Service Optimization Group, provided business functions and activities to Fund Profitability Group and coordinated monthly expense allocations and headcount reporting.Stock Plan Services, 2008Developed budget and five-year plan.• Successfully implemented new billing system.• Produced Operational Scorecard while serving as Business Finance Partner to Implementations Group.• Prepared monthly revenue and commission accruals.

Developed budget and quarterly forecasts.• Prepared and presented financials to Finance Committee and Board of Directors.• Participated in quarterly ALCO meetings.• Administered employee benefits, payroll, retirement plans and compliance training.• Member of the IT Steering Committee and BSA Task Force.

Prepared monthly, quarterly and year end financials.• Developed companywide budget and forecast projections.• Performed cost benefit analysis, peer bank analysis, M&A review process and quarterly metric analysis.• Supported several business line managers.• Administered bank’s budgeting system.

Manager of Customer Advocacy, 1998 - 2001Founded the Customer Advocacy Division for BankBoston Investor Services and subsequently Quick and Reilly.• Played integral part in the conversion of broker dealers from National Financial to US Clearing.• Helped start a periodic investment plan system for Quick and Reilly.• Managed a staff of three who was responsible for administration of retirement plans, systematic investment and withdrawal plans, and research and resolution of escalated customer problems.• Executed equity, option and mutual fund trades for customers. Senior Investment Operations Specialist, 1996 - 1998Reconciled settlement of security trades to customer accounts.• Received and reviewed stock certificates to ensure they were in deliverable form, and if necessary, followed up on appropriate legal documents.• Administered retirement accounts including contributions, distributions, transfers and tax reporting.• Reconciled monthly commissions. Financial Analyst, 1993 - 1996Prepared month-end reporting and daily financial accounting.• Maintained general ledger accounts, accruals of operating expenses, amortization of prepaid expenses, variance analysis, budget, mark to market of bank stock, tax valuation, net profit and loss and the analysis and preparation of month-end, quarter-end and year-end financial statements.• Maintained and tracked mortgage loans sold to various financial institutions on the secondary market.Audit Control Supervisor, 1988 - 1993Reconciled general ledger accounts, mutual fund and foreign exchange activity.• Transferred funds through Commercial Public Debt and wire transfer services.• Performed safekeeping of government, municipal and mortgage-backed securities.• Checked compliance of municipal trades to MSRB rulings.• Prepared audit confirmation of customer investments for CPA firms.

Booked and analysed broker accounts to the general ledger.• Maintained and reconciled discrepancies between the general ledger and subsidiary ledgers.• Monitored the flow of cash receipts and disbursements.• Communicated with brokers to resolve any problems.• Implemented adjusting entries at month end closing.

Controlled customer accounts relating to all deposits and withdrawals.• Renewed certificate of deposits.• Issued money orders, bank drafts and travelers checks.• Maintained accuracy and balance of cash on a daily balance.