Investment Regulatory Compliance Consulting
CurrentProviding Real Estate and Private Equity investment advisers and pension consultants with custom compliance solutions and support integrating best practices and entity/asset class specific needs.
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@cornerstoneadvisers.com
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3 phones found area 860 and 207
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William Bartol is listed as Investment advisory risk and compliance specialist at Self-employed, based in New London County, Connecticut, United States. AeroLeads shows a work email signal at cornerstoneadvisers.com, phone signal with area code 860, 207, and a matched LinkedIn profile for William Bartol.
William Bartol previously worked as Investment Regulatory Compliance Consulting at Self-Employed and Chief Compliance Officer at Cornerstone/Barings Real Estate Advisers. William Bartol holds Juris Doctor from The University Of Connecticut School Of Law.
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Specialties: Foreign and Domestic Financial Regulation - Investment Adviser, Broker-Dealer and Trust Company. In addition to U.S. financial regulatory requirements, experienced with Financial Conduct Authority (UK), Authority for the Financial Markets (Netherlands) and Securities and Futures Commission (Hong Kong) regulatory schemes.
Listed skills include Asset Managment, Equities, Securities, Finra, and 13 others.
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Hartford, Connecticut Area
Providing Real Estate and Private Equity investment advisers and pension consultants with custom compliance solutions and support integrating best practices and entity/asset class specific needs.
Hartford, Connecticut Area
Chief Compliance Officer for an SEC registered real estate advisory firm, offering real estate advisory accounts and funds, and global public securities advisory accounts and funds.
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William Bartol works for Self-employed.
William Bartol is listed as Investment advisory risk and compliance specialist at Self-employed.
AeroLeads has found 1 work email signal at @cornerstoneadvisers.com for William Bartol at Self-employed.
AeroLeads has found 3 phone signal(s) with area code 860, 207 for William Bartol at Self-employed.
William Bartol is based in New London County, Connecticut, United States while working with Self-employed.
William Bartol has worked for Self-Employed, Cornerstone/Barings Real Estate Advisers, Ing Investment Management Company - Americas, Aeltus Investment Management, and Massmutual.
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William Bartol holds Juris Doctor from The University Of Connecticut School Of Law.
William Bartol is listed with skills including Asset Managment, Equities, Securities, Finra, Investments, Securities Regulation, Asset Management, and Due Diligence.
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