William D. Terry Email & Phone Number

New York, Ny, Us

Develop and manage enterprise-level compliance risk-management systems across diverse financial services including banking, trust, brokerage, investment management and foreign exchange. Implement operating policy requirements and standards, ensuring that compliance departments execute their program responsibilities and requirements. Collaborate with business partners such as information security and vendor management to ensure enterprise-wide compliance with policies and procedures, monitoring and testing recommendations, and regulatory updates.

San Francisco, Ca, Us

Develop and manage enterprise-level compliance risk-management systems across diverse financial services including banking, trust, brokerage, investment management and foreign exchange. Implement operating policy requirements and standards, ensuring that compliance departments execute their program responsibilities and requirements. Collaborate with business partners such as information security and vendor management to ensure enterprise-wide compliance with policies and procedures, monitoring and testing recommendations, and regulatory updates.

San Francisco, Ca, Us

San Francisco, California, Us

Designed and implemented a regulatory- and operational-risk controls based testing program consistent with industry standards and Wells Fargo & Co. policies and procedures. Managed multiple initiatives in the planning and development of business-specific aggregate reporting, trending, and corrective action implementation. Administered risk assessment activities for WFIS specific-products and business practices

San Francisco, California, Us

Managed Wealth Brokerage & Retirement (WBR) Private Banking’s strategic compliance with laws and regulations applicable to consumer and commercial loan and deposit products as well as mortgage lending. Administered a risk-based compliance program incorporating all aspects of policy interpretation, product review and development, and complaint monitoring. Developed and managed risk assessments for WBR specific- and enterprise-wide products and business practices

San Francisco, Ca, Us

Planned and conducted supervisory events for 12th District state-member banks with respect to all consumer protection laws and regulations. Directed as the examiner-in-charge the reviews for a wide variety of banking organizations while also participating in FRBSF task forces & working groups