William Holmes Email & Phone Number

London, England, United Kingdom

London, Greater London, United Kingdom

Canary Wharf

London, United Kingdom

• Overseeing the full trade life cycle from Execution too settlement on All Types of Option Contracts
• Monitoring a fully operational electric platform ranging from implementing prices to managing monthlylevels and flow.
• Monitoring all trade flow to make sure all complies with regulations.
• Dealing with client queries; including online queries, regulatory and market based queries.
• Liaising with departments across the business to understand and improve the transaction process.
• Work close with desk heads and senior management on a daily basis to discuss electronic platformideas.

• BGC Brokers, LondonCredit REPO Broker September 2011 – Present
• Collaborate with Internal / External Platform & Personal to perform timely matching of cross-border and domestic transactionsin all currencies.
• Carry out between 10-50 fixed income/collateral trades via STP for first-line and second-line clients ranging from $20-$5000brokerage.
• Establish new and cultivate existing relationships ranging from Senior Management to Management.
• Manage between 20-40 operational, settlement and general reconciliation queries that arise on a daily basis, ensuring effectiveand timely closure, which enables a prompt Payment of Invoices.
• Implement new processes to improve efficiency across the desk, E.g. Electronic Pricing screen & Historical pricing spreadsheets.Key Achievements:

• BGC Brokers, London Brokerage Reconciliation / New Account opening & Compliance August 2010 – September 2011
• Controlled Asia and Australasia fees, while managing the brokerage rates and reconciliation
• Monitored brokerage rates and data across all desks for all financial products. Proactively setting up new GUA’s on the EGUS & EGANS system for Futures Accounts
• Maintained and uploaded rates into a brokerage calculator for internal billing purposes, across multiple accounts, including but not limited to, IRS, FRA, OIS, IRO Basis Swaps, and Inflation Swaps
• Oversaw the transfer of all Mint partner rates for Cash Equity/CFD, Futures & Options, Precious Metals and Commodities desks in the BGC Brokers AcquisitionKey Achievements:
• Handpicked by the Senior Management to design and create a global rate card to present to Goldman Sachs

London, United Kingdom

• Junior Cash Equity & CFD Broker July 2009 – August 2010
• Supported brokers on the Cash Equity and CFD desks by researching and keeping knowledgeable of several accounts and their related activity
• Established continuous communication with clients to inform them about margin levels and their respective positions
• Executed and monitored trades for eligible counterparties, professional clients and private individuals using Fidessa
• Compiled and formulated client reports for end-of-day closing positions

London, United Kingdom

• MINT Partners, LondonAccount Opening / Compliance & KYC July 2008 – July 2009
• Managed the on-boarding process of clients, obtain all necessary information and documents for internal teams
• Monitored the progress of all account openings and document contracts
• Analysed and controlled tax agreement documentations
• Identified risks to follow up with management and ensured compliance with all organisational policies