William Klein Email & Phone Number

Salt Lake City, Ut, Us

Anti-Financial Crime Operations Analyst (via MBO Partners)❖ Conduct thorough reviews of automated suspicious activity alert scenarios as part of the compliance alert tuning process for a global investment bank, ensuring alignment with institutional policies and procedures❖ Facilitate the Quality Control (QC) review process for Suspicious Activity Report (SAR) filings, collaborating with analysts to implement required changes and uphold accuracy, completeness, and compliance with reporting standards❖ Articulate investigative outcomes with precision and clarity, crafting concise narratives tailored to each client's risk appetite while maintaining accuracy and organization in the preparation and submission of SARs❖ Exceed productivity targets and maintain high-quality standards in a dynamic, independent, and fast-paced environment

Denver, Colorado, United States

Anti-Money Laundering Analyst II❖ Thoroughly investigate ultra-high-net-worth and institutional clients of a multinational investment bank, applying data analysis techniques, risk assessment, critical thinking, and detection of suspicious patterns❖ Oversee communication between fellow analysts and the investment bank, providing information, guidance, and clarification to team members and clients in different parts of the world❖ Perform complex reviews of Transaction Monitoring Alerts, in-depth Case Investigations, and Customer Due Diligence (CDD) Profiles as well as drafting of Suspicious Activity Reports (SARs)❖ Adhere to SLA-driven deadlines in a dynamic and fast-paced environment by adapting to ever-changing procedures and maintaining a high level of productivity❖ Facilitate the production, implementation, and maintenance of the Standard Operating Procedure in addition to various internal case management and tracking systems❖ Quality Control score of 100% for 2022 and 2023 with over 1,500 reviews completed

Denver, Colorado, United States

Anti-Money Laundering - Enhanced Due Diligence (EDD) Analyst❖ Conducted detailed reviews of high-risk customers and collected evidential support to analyze and determine the outcome of flagged accounts (fully verified, referred to AML/Fraud, or submitted for DNDBW)❖ Performed extensive research utilizing external platforms and systematically consolidated various findings, resulting in informed decision-making and actionable insights❖ Clearly and concisely communicated analyses and dispositions via complete EDD Summary Narratives❖ Efficiently collaborated daily with team members and management to resolve unique situations (PPP loans, adverse media findings, PEP status, ad hoc customer interactions)❖ Financial Crimes Quality Assurance average of 98.62%, December and February scores of 100%

Gunnison, Colorado, United States

❖ Accurately estimated and contracted construction projects, both residential and commercial❖ Communicated and coordinated with subcontractors, clients, and vendors to ensure successful execution❖ Generated and presented final contracts and documentation for client approval❖ Skillfully managed project budgeting and resource allocation while maintaining flexibility to swiftly modify plans in accordance with new discoveries and project amendments