William Shields

William Shields Email and Phone Number

Chief Compliance Officer, Assistant General Counsel at Cantor Fitzgerald @ Cantor Fitzgerald
William Shields's Location
New York, New York, United States, United States
William Shields's Contact Details
About William Shields

William Shields is a Chief Compliance Officer, Assistant General Counsel at Cantor Fitzgerald at Cantor Fitzgerald. They possess expertise in finra, securities, options, series 7, derivatives and 15 more skills.

William Shields's Current Company Details
Cantor Fitzgerald

Cantor Fitzgerald

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Chief Compliance Officer, Assistant General Counsel at Cantor Fitzgerald
William Shields Work Experience Details
  • Cantor Fitzgerald
    Chief Compliance Officer, Assistant General Counsel
    Cantor Fitzgerald Dec 2017 - Present
    New York, New York, Us
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  • Bgc Partners
    Chief Compliance Officer
    Bgc Partners Mar 2015 - Present
    Chief Compliance Officer for the firm and its affiliates in the Americas.Chief Compliance Officer for its London Based CFTC Swap Dealer
  • Gfi Group
    Chief Compliance Officer
    Gfi Group Jun 2002 - Present
    New York, Ny, Us
    CCO of the firm’s CFTC registered Swaps Execution Facility (“SEF”). CCO of the firm's FINRA, NFA, CME, ICE and ISE member firm.
    View
  • Wholesale Markets Brokers Association
    Chairman
    Wholesale Markets Brokers Association Jan 2015 - Jul 2015
    Founding Board Member 2010. The WMBAA works with Congress, regulators, and key public policymakers on the future regulation and oversight of over-the-counter (OTC) markets and their participants focusing in on the Dodd Frank Act.Current Chairman SEFCON VI to be held October 26, 2015.
  • Rbc
    Vice President And Associate Counsel
    Rbc Mar 2000 - Jun 2002
    Toronto, Ontario, Ca
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  • Nasd / Market Regulation
    Supervisor
    Nasd / Market Regulation 1994 - 2000
  • Nasd
    Supervisor
    Nasd 1994 - 2000

William Shields Skills

Finra Securities Options Series 7 Derivatives Fixed Income Capital Markets Trading Series 24 Trading Systems Equities Financial Services Electronic Trading Hedge Funds Financial Markets Financial Risk Equity Trading Securities Regulation Brokerage Series 63

William Shields Education Details

  • Rutgers Law School
    Rutgers Law School
    Law
  • Syracuse University
    Syracuse University
    Finance

Frequently Asked Questions about William Shields

What company does William Shields work for?

William Shields works for Cantor Fitzgerald

What is William Shields's role at the current company?

William Shields's current role is Chief Compliance Officer, Assistant General Counsel at Cantor Fitzgerald.

What is William Shields's email address?

William Shields's email address is wa****@****hoo.com

What is William Shields's direct phone number?

William Shields's direct phone number is +171881*****

What schools did William Shields attend?

William Shields attended Rutgers Law School, Syracuse University.

What skills is William Shields known for?

William Shields has skills like Finra, Securities, Options, Series 7, Derivatives, Fixed Income, Capital Markets, Trading, Series 24, Trading Systems, Equities, Financial Services.

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