William St Laurent

William St Laurent Email and Phone Number

Securities Compliance Professional @
William St Laurent's Location
Staten Island, New York, United States, United States
William St Laurent's Contact Details
About William St Laurent

Regulatory and compliance experience in the securities industry split between industry regulators including the NASD (now FINRA) and the American Stock Exchange and registered securities broker dealers.

William St Laurent's Current Company Details
Lime Trading Corp.

Lime Trading Corp.

Securities Compliance Professional
William St Laurent Work Experience Details
  • Lime Trading Corp.
    Compliance
    Lime Trading Corp. Feb 2024 - Present
  • Lightspeed Financial Services Group
    Chief Compliance Officer - Lime Division
    Lightspeed Financial Services Group May 2018 - Dec 2021
    Morristown, Nj, Us
    View
  • Lime Brokerage Llc
    Chief Compliance Officer
    Lime Brokerage Llc Dec 2005 - Nov 2021
    Broker Dealer compliance - electronic trading and market access
  • Xtf Capital Llc / Xtf Advisors Llc
    Chief Compliance Officer
    Xtf Capital Llc / Xtf Advisors Llc 2004 - 2005
    Broker Dealer and IA compliance
  • American Stock Exchange
    Asst. Director/Special Investigator
    American Stock Exchange Jan 1997 - Nov 2004
    Us
    Exchange Regulation
    View
  • Exco Rmj Securities (Group Of Companies)
    Compliance Manager
    Exco Rmj Securities (Group Of Companies) Jul 1996 - Jan 1997
    Broker Dealer compliance
  • Nasd (Now Known As Finra)
    Field Supervisor/Examiner (District #10)
    Nasd (Now Known As Finra) Aug 1989 - Jul 1996
    Securities Regulation

William St Laurent Skills

Securities Securities Regulation Finra Broker Dealer Options Electronic Trading Equity Trading Series 7 Equities Series 24 Prime Brokerage Aml

William St Laurent Education Details

  • University Of Notre Dame
    University Of Notre Dame
    Finance And Business Economics
  • University Of Notre Dame
    University Of Notre Dame
    Finance

Frequently Asked Questions about William St Laurent

What company does William St Laurent work for?

William St Laurent works for Lime Trading Corp.

What is William St Laurent's role at the current company?

William St Laurent's current role is Securities Compliance Professional.

What is William St Laurent's email address?

William St Laurent's email address is wi****@****ail.com

What is William St Laurent's direct phone number?

William St Laurent's direct phone number is +191793*****

What schools did William St Laurent attend?

William St Laurent attended University Of Notre Dame, University Of Notre Dame.

What are some of William St Laurent's interests?

William St Laurent has interest in Boating, Skiing, Electronics, Technology, Biking, Camping, Hiking, Tennis, Swimming, Travel.

What skills is William St Laurent known for?

William St Laurent has skills like Securities, Securities Regulation, Finra, Broker Dealer, Options, Electronic Trading, Equity Trading, Series 7, Equities, Series 24, Prime Brokerage, Aml.

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