Perform risk and advisory audits within the firms M.A.R.S (Marketing and Advertising Risk Services) group.Lead/manage multiple audits for a team of two or better while determining the areas of scope to delegate work and hold and conduct weekly status meetings to present results of the audit at a specific part in time till completion.Evaluate policies and procedures to determine controls are operating effectively/mitigating risk, if controls are present or not, and determine areas of improvement in policies and procedures.Develop companies RCSA (Risk Control Self-Assessment) template.Review SOD (Segregation of Duties) to ensure various companies are in compliance.Identify Internal Control GAPS to increase efficiency and improve processes and controls within various industriesEnsure client industries are in compliant with all applicable regulations.Validate compliance with contractual terms and proof of performance to ensure all actions stated in the contract has occurred.Complete sample testing of media billings for various media companies and cash flow analysis for network TV.Obtain in depth understanding of the billing process of media invoices to the client to analyze the cash flow position.Document work papers thoroughly too effectively communicate testing results.Monitor progress, manage risk and verify key stakeholders are kept informed about the audit progress and expected outcomes.Establish relationships with client personnel at all levels to deliver quality services to specified clients.Stay abreast of current business and industry trends relevant to the client's business.Performed Citibank's 2014 CCAR Audit and Issue Validation work for the completed 2013 & 2014 CCAR Audit and Risk Appetite Audit for various work streams.Lead and completed Citibank's Consumer Operational Risk Audit.Performed Citibank's Mexico Operational Risk Audit with a main focus on Business Risk Control Committee (BRCC) testing.

Ensure regulatory reporting issues are resolved, accurate, and reported timely.Review system changes around the regulatory reporting process and test the changes to ensure efficiency for the business to operate.Perform testing of the regulatory reporting process to ensure accuracy and completeness of regulatory reports to be presented.Conduct weekly meetings with various audit teams such as Compliance, Legal and Technology stakeholders, and Operations.Develop presentations to display issues, changes, and concerns to Market Risk, Capital Markets, and Corporate Investment Banking Upper Level Management.Perform AML Compliance testing per working group meetings with Institutional Client Group (ICG).Led and manage Citibank’s CCAR Audit for various work streams with a focus on Citi’s Wholesale credit.Perform Issue Validation Audit for Citibank’s Risk Appetite Audit around Qualitative Metrics and CCARs Audit.Issue issues, findings, and observations to the CCAR Audit team from testing during weekly status meetings and assisted in the developing of the CCAR 14A Audit Report to be distributed to Management.Ensure work stream results were in compliance with FRB requirements prior to submission to the CPWG for review.Verify that CCAR FR-Y14A submission data was reviewed and approved by data work stream owners/senior management.Ensure standards are properly communicated to work streams/sub-work streams for Governance. Complete Issue Validation for Consumer Ops Risk around BRCC Charters.Perform Issue Validation for AMA Ops Risk Audit around New Product Approval Procedures.Complete DEAs, OETs, draft issues, and action plans in Citi’s new AIMS System.Draft detail audit issues for presentation to upper level managementReview banking models and model risk management programs to determine areas of improvement and enhancement.Verify that performance testing were done for Models.Ensure that sufficient oversight and governance is in place for Model Risk.

Performed high-quality risk focused fieldwork in accordance with Internal Audit policies, methodologies and standards to identify meaningful issues, risks, and other exposures in the area of the Company being audited.Tested Companies financials, operational, and other processes procedures to determine controls to mitigate risks or lack thereof controls.Analyzed the control environment and developed effective audit steps to test controls where necessary in line with the methodolodgy to determine if the control is opearting effectivelyConcluded at a high-level on residual risk to upper level Management thru thoughtful analysis of business processes and issue identifications.Conducted Risk focused audits that have negative impact on business continuity.Performed walk-thrus of the Companies Corporate Trust Divison process narratives to identify controls or lack there of to determine if the division is operating effectively.Re-wrote/edited Companies process narratives for Depository Receipts, Escheatment Unclaimed Funds Process, SBA7(a) Loan Program’s and Inventory Vaults.Implemented and completed highly confidential information controls questionnaire for various departments.Implemented and monitored incident reports and exceptions reports.Obtained an understanding of the Companies Internal Controls to ensure the Company is in compliance with all Banking Regulatory issues.

Obtained Business Units Trial Balance to determine areas that should be in scope for the audit.Performed risk-based integrated audits for both Financial and Internal Control audits.Put together Client Assistance List to obtain supporting documentation needed to perform Financial Statement Audits and Operational/Control Audits.Developed and maintained contacts with Financial and Operational Executives, to ensure an understanding and acceptance of audit requirements approach and reporting.Planned and managed staff across simultaneous audits in multiple locations to ensure audit plan is accomplished.Performed research on Business Unit for the audit team prior to performing the Audit to provide further knowledge for the Audit.Managed and delegated audit areas in scope for both Financial Statement Audits and CSA Audits to a team of two or more auditors (Staff and Senior) to ensure Audit Engagement is complete.Assisted staff auditors in gaining control and audit skills along with validating that work performed meets or exceeds audit standards and objectives.Developed and instruct staff’s communication of audit results in an objective and accurate manner to all levels of Financial and Operational Management.Prepared full Financial Statement Audit workpapers/CSA Audit workpapers and review staff and senior’s workpaper to ensure Audit results are accurate.Provided review comments to staff and senior auditor on the engagement to complete the audit and for employee’s self-development.Drafted detail Gap Report that highlights possible observations/findings to bring to managements attention while in the field performing the audit.Issued recommendations to managements improvement needed areas to enhance business performance and lessen errors.Drafted Audit Report to highlight observations and findings to present to management, upper level management, CFO’s and VP's.

Developed Operational Risk, Controls, and Test Steps for various business units within the Global Wealth Management Group.Developed and maintained enhancements to the Audit Framework for all Audit Practices and Processes including annual planning/risk assessment, and related execution practices and technologies.Monitored the application of audit methodology to promote consistency across all global teams.Prepared Departments SAS 70.Lead and conducted Operational Audits for various business units within the Global Wealth Management Group.Assisted Managers in the development of the (RCSA) Risk and Control Self Assessment template for Internal Control reviews.Reviewed departmental policy and procedures documents to ensure Global Wealth Management Group policy and procedures are accurate and operating effectively.Investigated supporting documentation and findings in the RCSA Template to provide accurate recommendations to ensure various business units are in compliance with all current procedures.Supervised staff and reviewed work papers to ensure internal standards are meet.Documented Audit Findings and recommendations in a clear and concise format in line with internal standards.Followed up on Internal Audit and Regulatory Findings through completion.Managed multiple Audit Engagements within projected time frames for Audit completion.Build and maintained key relationships across the Audit Department while adding value to the culture and Audit Engagements.Provided documented suggestions and recommendations to all Audit Findings and Observations to present to Upper Level Management/Senior Management/V.P/Regulators both orally and written.Assisted Senior Management in the design and implementation of additional processes to prevent the occurrence of future observations and findings.Served as a liaison between Public Accountants and Internal Auditors.Reviewed (SOD) Segregation of Duties to ensure various departments are in compliance.

Performed vendor audits for various companies and their IT Contractor Services with Credit Suisse.Ensured (SOW) Statement of Works Contracts were in compliance/accurate with the legal contracts.Ensured monies due to Independent Contractors and Credit Suisse were received and accurate.

Performed SOX 404 test work; Obtained external auditors E&Y Risk, Controls, and Test Steps for SOX 404 test work.Reviewed management flow-charts, narratives and walk-through processes.Evaluated management’s identification of the risks, (e.g., “What Can Go Wrong”) and related key financial controls as documented on the Risk and Control Evaluation.Evaluated that independent testing properly supported management’s Risk and Control Evaluation.Performed independent testing of management’s control evaluation, including testing whether the key financial controls were operating effectively.Set up audit program and perform Pre-Planning prior to start of the Audit; Track and obtain all key point of contacts for the Audit.Developed detailed Risk, Controls, and Test Steps to ensure that the control is operating effectively for Operational Audits.Conducted walkthrough meetings with the clients via telephone or in person to discuss the process being audited, our concerns, and the clients concerns to bring about improvement.Performed various Operational Audits for Verizon; sent out opening letters for the start of the Audit.Performed weekly status meetings to inform the client of where we are at with testing, problems/issues/results of what we found while performing our testing, a list of open items that we needed to obtain from the client, and list of next steps for the following week.Wrote up dorm/draft dorm, along with any observations, recommendations, and findings from the Audit.Delegated and provided assistance to other team members who were working on the Audit.Communicated with the Audit team/Managers pertinent suggestions before and during the audit to ensure that the Audit was completed in the allotted time available.Communicated with client detailed observations found towards the end of the audit to ensure a well-developed action plan could be issued.

Performed Audit Engagements for public and private entities in industries such as Manufacturing, Marketing, Insurance, Health Care, Technology, Pharmaceutical Companies, Industrial, and Medical Companies for Skin Care.Completed Audits on S Corps, C Corps, LLC, Partnerships; Performed SOX 404 test work.Responsible for assisting in the planning of audits, reviews and compilations; Perform detailed testing on various areas of the audit.Audited financial statements; Analyze and reconcile accounts to the general ledger.Interfaced with managers and partners on a daily basis regarding status of client engagements.Performed reviews, and compilations, and other accounting and audit related tasks.Participated in preparation of 10-Q and 10-K filings for public companies.Completed Audits with multiple company consolidations and audits in accordance with US GAAP.Supervised and delegated work to staff during audits; Formulated Billing for various Audit Engagements.