Bill Gilroy Email & Phone Number

New York, NY, US

Toronto, Ontario, CA

Lead Technology Risk Assessments and Control Gap Analyses with Business/Technology Asset Owners Manage technology risks through the creation, use and review of key risk indicatorsTrack and address assessment findings from creation, root cause, risk response, risk remediation with accountabilities and target completion data as well as manage related.

Mclean, VA, US

• Serve as first line of defense liaison for all business/operational risk efforts for Capital Markets.
• Provide coverage for Derivative, Loan Syndication, Tax Credit and Broker Dealer businesses.
• Conduit for all Capital Markets requests with the Commercial Business Risk Office related to Audit, Third Party Vendor Management, Information Security, New Products, Reputational Risk, Anti-Money Laundering.
• Performed Business Unit Risk Control Self-Assessment for Capital Markets and Wealth and Asset Management.
• Key advisor for Critical Business Process Certifications for all Capital Market businesses.
• Point person for Volcker Initiative across the Commercial Bank and Swap Dealer designee initial planning phase.

Pittsburgh, PA, US

• Client Engagements working in partnership with MetricStream include CLS, New York and Barclays, LondonCLS World Leader in Multi-Currency Foreign Exchange Cash Settlements
• Participated in the CLS MetricStream kickoff meeting as a SME
• Created template for use by BA to provide CLS Head of Operational Risk project/program status updates on a twice weekly basis.
• Mapped CLS Risk Control Assessment, KRI and Incident processes to the relevant MetricStreammodules using MS user guides.
• Provided guidance to India project team related to client requested process driven training. Have suggested to project manager that training for all modules for all clients should be client process driven training.
• Highlighted solution for MetricStream mandatory field ‘Issue’ in the Issue Module for 40 CLS risks with corrective action plans residing in CLS’ Risk Assessment database – the database which will be made redundant by.

• Consulted on risk projects for the Finance Risk Group.
• Drafted policy for material non-public information related to the Finance Division.
• Performed risk reviews for Federal Reserve filings to year-end reporting ( FR Y-6 ) and structural changes to the organization ( FR Y-10 ) for the Regulatory Reporting Quality Assurance Group.Created and presented.

Paris, FR

• Director, Head of Americas Operational Securities ManagementLed operational risk identification, analysis, reporting and mitigation efforts for the Americas region
• Oversaw activities related to internal and external audits, permanent supervision, operations procedural norms, operational risk training, executive summary reporting of operational incidents with post mortems and.
• Initiated key risk indicator dashboard with red amber green trend reporting for divisional management to identify risk mitigation needs across the division.
• Initiated and oversaw tertiary account and permanent supervision control reviews across Operations.
• Managed business continuity and information technology risk efforts for Americas Operations.
• Rolled out certification process and provided certification on Operations controls for further attestation by regional CEO, CFO and Head of Operations.

New York, NY, US

• Led internal surveillance and process improvement reviews as well as external forward looking risk reviews impacting NYSE and the investment community.
• Oversaw process improvement project for NYSE Market Surveillance and Enforcement case aging to determine root causes with recommendations for improved efficiency.
• Developed policies and procedures for ARCA New Product process with focus on regulatory oversight of product introduction process.
• Led efforts to identify risks in leveraged and non-leveraged exchange traded funds in terms of surveillance across markets and regulators. Drafted investor education piece and suitability assessment for exchange traded.
• Provided leadership to team of five professionals in completion of internal surveillance reviews related to options price volatility alerts and option position and exercise limits. Discussed findings, recommendations.

Zurich, CH

• Assembled virtual team in delivering global monthly and year to date loss/incident reporting to Fixed Income Chief Operating Officer.
• Developed departmental Book of Work tracking, screening and reporting mechanisms for review by Operational Risk Management, risk analysts and other interested constituents.
• Provided leverage for senior Managing Director and management team through leadership and facilitation of yearly business objectives and expense and headcount budgeting.
• Determined optimal organizational chart so as to substantiate number of officers and promotion platforms within division.
• Led efforts regarding expense reduction. Analyzed expense reduction opportunities around deployment, delayering, technology and headcount efficiency as well as consulting and market data.
• Determined client output related to efforts of Operational Risk Management Group. Output includedthe Operational Risk Opinion, Metrics Review and Risk and Control Reporting pack.

New York, NY, US

• Led staff of 25 including four officers in areas of Risk Reporting and Analysis, Risk Assessment, Risk Monitoring and Mitigation and Operations Compliance. Also had responsibility for Balance Sheet Exposures and.
• Created, oversaw and presented Executive Summary reporting for CFO and Chief Accounting Officers
• Provided content and was key speaker regarding Allied Irish Bank Risk Awareness Training webcast.Approximately 3000 Infrastructure staff viewed training with over 90% taking related quiz at conclusion.
• Implemented tertiary review process for New York general ledger and operations subledger; provided independent oversight and review for key control balance sheet exposure tracking process and technology for.
• Implemented Global Operations and Controllers risk incident and error tracking process and technology.
• Created, communicated and implemented Authorizing Guidelines for Operations within Institutional Securities business.

Ms, Investment Management

Bba, Marketing