• Provide oversight of a robust quality control test program that was praised by the regulatory agencies in recent Bank Secrecy Act (BSA) examination.• Lead a team of BSA professionals with extensive banking, BSA/ Office of Foreign Assets Control (OFAC), and audit examination experience and provide guidance as needed to implement testing program, review objectives, risks, and regulatory requirements.• Contributed to the success of recent regulatory examination by providing expertise in the identification of risks, assessment of risk management practices, and evaluation of internal controls.• Provide written reports and verbal briefings to senior and executive management on quality control review findings and recommendations.• Review and provide technical guidance on the development of BSA/AML and OFAC policies and procedures as well as enterprise-wide risk assessment. • Develop annual risk-based testing plan that incorporates periodic, cycled reviews for established processes and comprehensive reviews of high-risk products and services.

• Develop and conduct quality control reviews covering all facets of the Bank’s Anti-Money Laundering (AML)/Bank Secrecy Act (BSA) and Office of Foreign Assets Control (OFAC) compliance programs to ensure compliance with regulatory requirements. • Provide written reports and verbal briefings to senior and executive management on quality control review findings and recommendations.• Review and provide technical guidance on the development of business line BSA/AML and OFAC policies and procedures.

• Develop and conduct quality control reviews covering all facets of the Bank’s Anti-Money Laundering (AML)/Bank Secrecy Act (BSA) and Office of Foreign Assets Control (OFAC) compliance programs to ensure compliance with regulatory requirements. • Provide written reports and verbal briefings to senior and executive management on quality control review findings and recommendations.• Review and provide technical guidance on the development of business line BSA/AML and OFAC policies and procedures. • Review BSA/OFAC risk assessments of new and enhanced products and services to ensure appropriate risk identification and implementation of controls commensurate with risk.

• Served as Examiner-in-Charge and assisted on safety and soundness examinations and ongoing monitoring of state member banks, bank holding companies, and foreign banking organizations, • Evaluated the adequacy of various financial institution’s risk management practices and processes to ensure compliance with applicable laws and regulations. • Served as an enforcement examiner for six months, monitoring and coordinating with various financial institutions under enforcement actions to ensure compliance with previously identified examination deficiencies, including BSA violations.• Led BSA special projects such as disseminating BSA/AML and OFAC guidance received from the Board of Governors of the Federal Reserve System.• Mentored and provided training to new employees and conducted various training sessions on compliance related issues, including BSA.