William M B. Email and Phone Number
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Executive leadership positions for over thirty years within the broker-dealer, investment banking, insurance and fintech industries. A proven control risk manager creating trust and transparency with Enterprise Risk Management, financial reporting and operational processes and building highly technical teams supporting the C-suite and business units in their quest for assurance and accountability. A demonstrable track record of executive roles at Salomon Brothers, Goldman Sachs, Zurich, AIG and DriveWealth. Primarily based in New York with an overseas assignment in Zurich (three years) as well as considerable time in London, Hong Kong, Tokyo and Bangalore.My career includes leadership roles within each of the three lines of defense...Finance, Risk and Audit. Additionally, being a Trustee and Finance committee chairman at three nonprofits over 25 years has expanded my view to better understand the role of governance and accountability.
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Managing PartnerCuttone. Technology, Advisory & ConsultingNew York, Ny, Us
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ConsultingWilliam M Beatty, Cpa Sep 2024 - PresentInsurance - preparing for the integration of a global travel insurance business with an audit plan, resource assessment, and strategy for growth.Nonprofit - Conducting an operational assessment of a counseling nonprofit to prepare them for planned expansion including the release of a new book by the Founder in January, 2025. Assessment includes a review of financial model and strategic plan for fundraising opportunities in the near future. Established a working relationship with the National Christian Foundation to accept noncash donations
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SabbaticalWilliam M Beatty, Cpa Jul 2024 - Aug 2024A sabbatical can give you a healthy amount of time to enhance your academic qualifications, pursue new interests, do volunteer work, travel, address physical concerns, or re-prioritize your life and career.
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Executive Leadership Team Volunteer / Co-Chair (New York City Wall Street Warrior Event)Stop Soldier Suicide Jun 2023 - PresentDurham, North Carolina, UsStop Soldier Suicide (www.stopsoldiersuicide.com) raised $500,000 in our inaugural event in NYC event in September, 2024. The event highlighted the daily work of SSS in supporting active military and retired with 24X7 counseling and support with mental health services. -
Chief Risk Officer - Trading And BrokerageDrivewealth Nov 2023 - Jun 2024New York, Ny, UsVice President charged with building a data-driven risk management program which protects the franchise and serves our partners and customers. Building out real-time monitoring to manage market, credit, liquidity, operational risk in collaboration with Finance, Technology, Operations and Compliance.Focused on Market Access Rule 15c3-5, CEO certification, monitoring 24/5 trading in equities, options, fixed income, mutual funds, equity finance.Building a VaR-based real-time monitoring and scenario analysis to protect the franchise and build for growth.Enhancing supervisory oversight of stock loan business including counterparty onboarding and credit monitoring. Develop and deliver a Trading & Brokerage Risk Committee which provides oversight and challenge of principal trading business including capital allocation, stress testing, development of risk controls, model changes, risk appetite. -
Chief Accounting Officer - Policy And RiskDrivewealth Jan 2023 - Nov 2023New York, Ny, UsSuccessfully reduced the monthly close process to 5 days and secured one global external auditor, resulting in a 20% overall cost reduction. Created the framework and successfully supervised the creation of a SOC1 Type 1&2 for the Clearing Broker based on partner demand.
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Chief Compliance And Risk Officer - DriveloyaltyDrivewealth Jun 2022 - Jan 2023New York, Ny, UsEstablished a FINRA compliance program for a new introducing broker.
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Head Of Risk ManagementDrivewealth Jun 2021 - Jun 2022New York, Ny, UsResponsible for building out an enterprise risk management program and team including oversight of Operational Risk, BCP/DR/Crisis management, Third Party Risk Management, Information Security and Insurance Risk Management. Developed Partner Risk function to evaluate introducing brokers prior to onboarding. Developed broker-dealer risk committees for DWI and DW, LLC. Outlining the groundwork for a Technology Risk function.Incident deep dives including root cause analysis identifying lessons learned.Day one trading for all new employees on risk management.Coordinating with international expansion on country applications.Coordinated an IPO readiness review with PwC. Developed a gap analysis and detailed project plan to be executed ahead of S-1 filing.
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Strategic AdvisorThe Privacy Factor Jun 2020 - May 2021https://www.theprivacyfactor.net -
Global Head Of Financial ControlAig Feb 2019 - Jun 2020New York, Ny, Us -
Executive - Enterprise Risk - Global Head Of Control FrameworksZurich Insurance Company Ltd Aug 2016 - Dec 2018Zurich, Zurich, Ch -
Global Head Of Internal Control - Reporting And AnalysisGoldman Sachs May 1997 - Jul 2016New York, New York, UsGlobal Head of Internal Control - Reporting and Analysis. Developed and delivered a quarterly risk and control convergence process which incorporated self-assessment, KRIs, incident management, compliance and internal audit testing to each line of business and region (Securities, IBD, IMD, EMEA, APAC). The risk and control convergence process satisfied multiple regulatory requirements including SOX, J-SOX, Bank Holding Company, EU, etc... requirements regarding governance and oversight. Deployed COSO and COBIT frameworks in the development of a unified risk and control taxonomy which was deployed globally. -
ManagerCiti Oct 1991 - May 1997New York, New York, UsSalomon Brothers Inc -
Senior AuditorLutz, Cowan & Associates, Cpa Jun 1989 - 1991
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AuditorBowman & Company Llp Jun 1986 - Jun 1989Voorhees, Nj, Us
William M B. Education Details
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Rowan UniversityBusiness-Accounting
Frequently Asked Questions about William M B.
What company does William M B. work for?
William M B. works for Cuttone. Technology, Advisory & Consulting
What is William M B.'s role at the current company?
William M B.'s current role is Managing Partner.
What is William M B.'s email address?
William M B.'s email address is wi****@****cpa.com
What is William M B.'s direct phone number?
William M B.'s direct phone number is +121235*****
What schools did William M B. attend?
William M B. attended Rowan University.
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