Manage Americas Client Money team. Responsible for Futures & Options and OTC Clearing business. Provide regulatory guidance and support to various teams within the FCM including sales, trading, marketing, operations finance, control, technology, risk, onboarding, treasury and business management on manners relating to the treatment, reporting and recordkeeping requirements around client funds.Ongoing review of processes and procedures concerning client funds to identify gaps in such processes and procedures and develop remedial action to close any gaps so identified.• Daily review and approval of client money calculations prepared in accordance with CFTC and self-regulatory organization rules and regulations. • Develop and conduct ad hoc, ongoing, and annual training.• Establish and maintain open and effective relationships with regulators including the CFTC, NFA, exchanges, and clearinghouses.

Overseeing daily balancing of core systems to the general ledger with sub ledger system (GMI). Daily Regulatory reporting , Including CFTC Customer Segregated,Secured, OTC Requestered Regulatory reporting and Daily Capital Calulations. Coordination of month end activities. GL Substantiation. Manage the NA Financial Control TeamWork with F&O Global / Regional Business controlers/ Regional Financial Control teams to ensure standardize procedures and best practices adopted in line with Global BusinessCoordinate and supervise month end activities, identify inter-entity breaks and resolution of differences.

Managed NY Deliveries, Funds Management, Exchange Interface,Delivery Operations on all NY MarketsUS Segregated and Foreign Secured funds computation for customers trading on US commodity exchanges.*Daily Net Capital Computations,*Daily Bank Funding and forcasting,*Tax reporting, *Aged Margin Call Reporting, *General Ledger substantiation.1994 - 2002*Managed all aspects of OCC Listed Equity Options clearing process.*Managed all day to day operations for the following Exchanges; Nymex, Comex, ICE-US, Montreal CDCC, Winnipeg, Minneapolis, Kansas City , Mex Der, CFE, Tocom.Which is inclusive of of Trade Processing , Exchange Postion and money Point Balancing,funding and settlements. Delivery mgmt. * Daily Custody Security processing and reconciliations.

Handled all Day to Day Operations relating to OCC Equity Option Processing. Trade Processing, Trade and Position Reconciliation, Regulatory Reporting. Option Expirations etcAlso worked Stock Ticket, OTC.