Warren R. Markowitz, Esq Email and Phone Number
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What do you want in a Lawyer, Adviser, or Counselor?Experience, understanding, individuality, creativity, or all of the above?I bring to my clients a varied background and set of skills developed from hands on experience gained from working for nearly twenty years in one of the most complicated and regulated markets in the world. From my Wall Street experience I have represented organizations, and individuals in arbitration, court proceedings, and negotiations to advance and protect their personal and professional interests, and have leveraged those skills by helping persons in need of vindicating their Constitutional Rights in to raising appellate issues to right a wrong in the criminal justice system.Whether you are looking to raise capital for your company or startup in the traditional markets or through the advancing and ever changing cryptocurrency environment, my career has provided me the grounding that I need to provide effective, respected, and personal representation when you need it. I use and leverage cost efficient and effective technological solutions in document management, and communication that allows easy access to client information, billing, and case status so that represented parties are able to monitor current issue status and keep up with the ever changing landscape during litigation or corporate activities. I concentrate on matters involving Capital Markets in areas such as Regulation D, A, and S, Alternative Investment Products including domestic and off-shore entities. Anti-Money Laundering, BSA, KYC, CIP, Hedge Funds, Trusts, Private Placement and Alternative Investments, Corporate and Securities Law, Medical Marijuana Compliance, as well as White Collar criminal matters, Corporate Disputes, and Civil Rights matters. I look forward to serving your needs and sharing my creative approach to problem solving, Thank you.
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Attorney And Counselor At LawThe Law Office Of Warren R. Markowitz, Esq Jun 2008 - PresentPrivate PracticeDiversified litigation practice in state and federal court. Through relationships with local counsel, we provide representation to a diverse group of plaintiffs and defendants in various types of commercial litigation. Our Practice Concentrations cover matters involving Internet, Corporate, Banking and Securities issues.Admitted to the New York State Courts, US District Court of Colorado, 9th & 10th US Circuit Courts of Appeal and the US Supreme Court. .
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Host/ProducerPolitically Incorrect, The Warren Markowitz Show Jul 2014 - PresentFrom politics to radio and back again. As a politically active and vocal person, I choose to use my voice both figuratively and literally to support the ideas and values that apply to me and mine. Join me 3x a week to discuss the things that matter most, the ideas that change the world and anything else that might tickle my fancy. www.blogtalkradio.com/radiomarkowitzPodomatic: wrm.podomatic.com1230am KLAV Las Vegas, (11am-12noon Thursdays)
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Compliance ExpertArc Risk And Compliance Aug 2013 - PresentTrenton, New Jersey, UsProvide compliance and regulatory oversight for financial institutions dealing with Federal and State regulatory issues and concerns. Develop and implement Policies and Procedures dealing with BSA, AML, KYC and CIP issues. In addition to remediation of regulatory concerns, provided development, design, implementation, procedures and followup to look back activities related to the expansion of KYC/CIP and automated transaction monitoring. -
Managing MemberCbd Partners Gp, Llc 2013 - PresentCBD Partners GP, LLC is the manager and General Partner of CBD Partner LP, a Nevada Limited Partnership formed for the purpose of establishing and operating Medical Marijuana operations in accordance with the recently enacted Nevada State Law, Rules and Regulations regarding the compassionate use of marijuana. CBD Partners LP was founded as the investment vehicle for the limited partners in order to allow the greatest diversity of participation in this developing arena. CBD Partners, intends to submit its applications for the establishment of MMJ facilities later this year. Warren Markowitz intends to leverage his background in federal and statute regulations and regulated industries, such as banking, securities and the like, to develop polices and procedures in order to provide a safe & effective marketplace and operation and to successfully acquire the licenses necessary to launch full operations of the facilities later this year. Info@cbdfunds.com
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President/CeoCya Associates Apr 2003 - PresentCYA Associates provides business and regulatory consulting services to small and large companies in dealing with the capital markets, their responsibilities to the clients in those markets, and their responsibilities under a regulated regime. Clients range from International Banking Companies to developing and budding business entities tapping the capital markets to support their growth.
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General CounselCompletely Legal Oct 2010 - Aug 2011Completely Legal is a medical marijuana non-profit cooperative providing services and support to Medical Marijuana Patients in NV. -
DirectorCreate Restaurant Nov 2007 - Sep 2010Las Vegas, Nv, UsDirector for CREATE Acquisitions Corp, owner and operator of CREATE Restaurant Las Vegas NV. CREATE provides a unique dinning experience offering gourmet burgers and freshly made frozen custard -
Rsm ConsultantWamu 2008 - 2008New York, Ny, Us -
AmlWamu 2008 - 2008New York, Ny, Us -
Bsa-Aml ConsultantMetavante Risk And Compliance Solutions 2005 - 2008Business Analysis and Project Management for internal and operational compliance and business needs in the banking and securities sectors.Developed Project plans and directed the implementation and conversion of Actimize, Prime and internally developed AML systems across various internal and web based bankingplatforms.Developed Risk models for the implementation of the automated AML and BSA monitoring programs; OFAC Filters, AML Risk Models, CIP programs. AML/KYC & CIP Policies and Procedures for Banking, Brokerage and Gaming incompliance with regulatory requirements, data protection, anti-fraud and risk management.Hedge Fund/ Financial Institution Expert- development of Customer IdentificationProcedures relating to domestic and foreign operating companies and funds (offshoreinvestment schemes).Business Structure and High Risk Client Expert- development and training relating toTrusts, Funds, Non-corporate entities as to CIP responsibilities and obligations under currentfederal regs and industry practices.Broker/Dealer & Banking Compliance Expert.
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ConsultantMetavante 2004 - 2008Us -
Aml Consultant- AmexIpsa 2007 - 2007
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Compliance OfficerAxom Capital Management Sep 2002 - Mar 2003Compliance officer for Hedge Fund and High-Net-Worth Broker Dealer.
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Compliance OfficerEast Brokers North America / Global Capital Securities Nov 1998 - Mar 2002High Volume Broker Dealer, with customers ranging from mom and pop investors to high-net-worth and institutional clients.
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Compliance OfficerGlobal Capital Securities 1998 - 2002
Warren R. Markowitz, Esq Skills
Warren R. Markowitz, Esq Education Details
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Touro University Jacob D. Fuchsberg Law CenterLaw -
Long Island University, Southampton CampusPolitical Science -
Rochester Institute Of TechnologyPhotography
Frequently Asked Questions about Warren R. Markowitz, Esq
What company does Warren R. Markowitz, Esq work for?
Warren R. Markowitz, Esq works for Arc Risk And Compliance
What is Warren R. Markowitz, Esq's role at the current company?
Warren R. Markowitz, Esq's current role is Attorney and Counselor at Law / Host of Politically Incorrect.
What is Warren R. Markowitz, Esq's email address?
Warren R. Markowitz, Esq's email address is wm****@****ail.com
What is Warren R. Markowitz, Esq's direct phone number?
Warren R. Markowitz, Esq's direct phone number is +151699*****
What schools did Warren R. Markowitz, Esq attend?
Warren R. Markowitz, Esq attended Touro University Jacob D. Fuchsberg Law Center, Long Island University, Southampton Campus, Rochester Institute Of Technology.
What are some of Warren R. Markowitz, Esq's interests?
Warren R. Markowitz, Esq has interest in Children, Politics, Education, Scuba Diving, Photography, Science And Technology, Dining Out, Travel.
What skills is Warren R. Markowitz, Esq known for?
Warren R. Markowitz, Esq has skills like Securities, Mergers And Acquisitions, Securities Regulation, Due Diligence, Risk Management, Corporate Law, Legal Research, Aml, Corporate Governance, Legal Compliance, Banking, Litigation.
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