Xavier Koo 顾志伟 Email & Phone Number

Singapore

Singapore

• Provide strong Business-aligned Compliance partnership across an array of market segments and product types to help the GWM business grow sustainably.• Responsibilities include Cross-border, Conflicts of Interest, Market Misconduct, New Business Initiatives, IB offering into GWM, and various CtB projects.

Singapore

Hong Kong

• HK Compliance Advisory — provide Hong Kong Regulatory and Compliance (HKMA/SFC) expertise for the WM business. • Industry Meetings — represent the bank at industry meetings such as PWMA and HKIFA, on selected compliance topics.• New Product Approvals — support the launch of new or substantially modified products. • Regulatory Implementation — ensure the timely implementation of new or amended regulations.

Singapore

• SG Compliance Advisory — provide Singapore Regulatory and Compliance (MAS/ABS) expertise for the WM business. • New Product Approvals — support the launch of new or substantially modified products. • Projects — support the implementation of key change-the-bank initiatives, including the successful roll-out of eBanking, and other digital or business initiatives. • Compliance Risk Assessment — lead assessor in the annual risk assessment exercise.

Singapore

Singapore

One-year Rotation Programme:• Global Markets Compliance • Global Transaction Banking Compliance • Asset & Wealth Management Compliance • Group and Regulatory Affairs Department• Anti-Financial Crime• Compliance Controls Testing

Singapore

• Undertake a role as a researcher under NTU's Undergraduate Research Experience on Campus (URECA). • Worked closely with a Professor-mentor to publish an academic paper. • Completed research on the Historiography of Singapore