Equity Derivatives Deal Review Team Manager - APAC and Sydney coverageBest Coach Award- IBO China Apprentice Program 2024

- Implemented operational risk governance framework by monitoring and advising the business on incident reporting, identifying control gaps, and producing incident root cause analyses and escalations to the Steering Committee. - Performed operational risk data governance and quality assurance on trading internal loss data, incident reporting timeliness, and issues management on updating remediation plans and escalating delays to the Steering Committee.- Performed RCSA and communicated Inherent and Residual risk with Global Market 1LoD to understand if the current control suite designs are sufficient; tracking and monitoring remediation plans with stakeholders if risk beyond appetite. - Assessed risk profile quarterly by evaluating risk metrics, internal control deficiencies, external environment, and thematic scenario analyses; coordinated annual operational risk appetite evaluations and assessments on industrial Emerging Risk. - Performed front-to-back operational risk analysis on equity trade life cycle and analysed the trend of E-Trading incidents.- Monitored Technology and E-Trading issue action plans remediation progresses to raise challenges from 2LoD perspective.

- Promoting Diversity & Inclusiveness, planning workshops and industrial events.

- Managed business relationship with local authorities including Exchanges, Clearing House, custodians, and clients as the trading support lead.- Led engineering to automate the settlement process and to reduce the lead-time from two hours to 10 minutes per day.

- Coordinated Operations, Compliance, and Internal Audit across local and regional office to qualify AML audit. - Coordinated six teams across Asia to comply with regulatory guideline amendment by reforming Stock Loan reporting process.- Executed SBL trade settlement and increased average capacity by 400%.

- Promoting culture of Diversity & Inclusiveness, organizing internal events, holding industrial events

- Collaborated with 44 branches to design the Operational Risk Scorecard, reducing 67% operational defects within a quarter.- Coordinated 10 teams to migrate 120,000 online accounts with deposits of $1.6 billion, saving $ 52 million interest expense. - Managed the system change of retail banking customer platform, performed User Assessment Test (UAT) of system change.