Yogesh Prasad, Cfa, Caia, Chp Email and Phone Number
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Yogesh Prasad is the founder and CEO of Confluent Asset Management, a firm built on a vision to help individuals and institutions achieve lasting financial success. With over 20 years of experience, Yogesh has a proven track record as a financial strategist, portfolio manager, and trusted advisor.Before founding Confluent, he was Vice President at a leading retirement income firm, advising on asset allocation and portfolio construction. He also served as VP at a $3 billion quantitative asset management firm, crafting strategies that generated consistent growth. His early career included leading operations at Godrej & Boyce in India, where he honed his leadership and business development expertise.Known for his commitment to transparency and ethical practices, Yogesh’s approach to wealth management focuses on long-term client success, built on trust, integrity, and strategic foresight. He is driven by the belief that true financial success is about more than just returns—it's about preserving and growing wealth through market challenges.Yogesh is also a Financial Risk Manager (FRM®), holds a Bachelor of Engineering in Mechanical Engineering (B.E.), and is a dedicated advocate for financial literacy. He frequently speaks at industry events and is a member of the CFA Society and CAIA Chapter.Connect with Yogesh to learn how his expertise and vision can help you achieve your financial goals.
Confluent Asset Management, Llc
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Founder | CeoConfluent Asset Management, Llc Jan 2024 - Present -
Portfolio Manager | Vice PresidentAnnexus Group Feb 2020 - Dec 2023Scottsdale, Arizona, UsDesigned and implemented a fully automated portfolio construction platform enabling internal and external clients to construct retirement portfolios using Equities, Fixed Income, Alternative Assets and Annuities.Designed and implemented architecture to model lifetime income products such as annuities inside multi asset portfolios and run historical back test and analytics.Designed platform to construct retirement income portfolios based on historical data and forward-looking estimates enabling IDC’s, RIA’s and Advisors to analyze their client’s retirement income needs and shortfall risk.Designed, developed, and implemented a fully automated client proposal generation system with actionable recommendation on allocations to liquid assets and income products.Work closely with the Founder, Partners, CEO’s and CIO’s of the RIA’s and Family offices on their model portfolios and running analysis with our retirement products inside their portfolios.Primary point of contact for decision makers at various RIA’s, Family Offices and Institutions regarding market research, portfolio analytics, new development in the retirement portfolio space and economic eventsResponsible for impactful communication on our Portfolio Solutions Offerings and articulate technical investment expertise across various platforms. Provide current industry/market trends to effectively influence and collaborate with internal and external teams.Worked closely with the Index Solution Team to research, design, and market new indices for our annuity’s offerings. Built tools to calculate and track Daily Accumulation Value for our annuities. Conduct complex portfolio research and provide consultation on implementation of multi asset strategies to the advisors and their research teamServe as a financial resource to existing and potential partners by providing counseling and guidance on the features and benefits of our annuities in the retirement portfoliosHands on in Python, HTML, CSS, JavaScript, VBA -
Executive Board MemberNorthcoast Asset Management Jun 2019 - Feb 2020Greenwich, Ct, Us -
Portfolio ManagementNorthcoast Asset Management May 2010 - Feb 2020Greenwich, Ct, UsPromoted to oversee the day to day functioning of the portfolio management and trading with a significant focus on investment analysis and risk management.Managing the order flow and trade execution in assigned markets/sectors across multiple execution channels.Pro-actively engaging with Portfolio Managers and Research Analysts; demonstrating an in depth understanding of the funds and analyst research views, including how client requirements and restrictions help shape the fundsActively providing relevant market color and tactical execution information to appropriate internal clientsStrong knowledge of PMs, funds, equity trading, market structure and market challenges with the ability and gravitas to advise Portfolio Managers on the implementation of effective trading strategiesAssisting PM’s in asset allocation of the portfolio based on the changing environments of risks in macro economy, different sectors and individual equities and rebalance stock positionWork closely with the Investment Team to ensure intimate knowledge on specific holdings, the investment process and trade rational - acting as a proxy for the PM in all sales and client service capacities. Daily management of trades for factor models, managing sectors and stock specific risks and cash management across all tactical Stock and ETF models.Provide institutional and retail clients with qualitative and quantitative factors, market, and investment analysis across a broad range of assets classes (Fixed Income, Domestic/International Equities, Emerging Markets, and Sectors).Worked with the PM’s on Risk/ Return Attribution model, benchmark selection and custom benchmark construction using various fundamental and technical factors. Knowledge of BARRA and Northfield Risk Models.Recommended appropriate benchmarks based on client guidelines, objectives, and risk tolerance. Modeled historical performance, correlation, and tracking error for index based funds.Coding skill in VBA, Python,SQL and Excel -
Senior Trader/Portfolio AnalystNorthcoast Asset Management Oct 2010 - Dec 2012Greenwich, Ct, UsModeled trades for 9000 plus Separately Managed Accounts, oversaw any trade compliance violations and traded the block orders across 16 different brokers.Lead the execution responsibilities for all the quantitative investment strategies including a mutual fund and a Long Short Hedge Fund. Executed trades according to the various trading motivation and styles of the Portfolio Managers.Monitor the latest news/developments on the underlining stocks in the portfolio and evaluate the impacts on the stocks using qualitative and quantitative method. Also monitor macroeconomic news.Worked with different trading partners for ETF's unit creation and redemption, trading foreign stocks at the local exchanges and ADR Conversions.Proactive development and maintenance of relationships with brokers and market participantsDelivering liquidity opportunities to PMs and advising on portfolio liquidity risks to improve trading outcome.Hands on in discussing performance attribution, portfolio analysis and outlook for Equity Markets, and have a strong knowledge of the competitor landscape.Working effectively and professionally with business partners including compliance and risk management, IT/Technology and other relevant groups to improve systems to reduce risk and improve outcomes.Engagement with TCA, quantitative inputs and technical analysis to reduce trading costs where possibleIdentified, developed and implemented automation models to fully automate the pre and post trading tasks including updating the trading models, allocating trades internally and at the custodians.Spearheaded a team of five to construct GIPS compliant composites and attained the firm wide Global Investment Performance Standards (GIPS) compliance.Strong knowledge of the underlying mechanics and extensive use of VWAP, TWAP, POV, ECN’s, Dark Pools and Liquidity seeking algorithms.Assisted CIO and senior PM's in overseeing over a billion in assets for high net worth and institutional clients. -
Junior Portfolio AnalystNorthcoast Asset Management May 2010 - Oct 2010Greenwich, Ct, UsAssisted the Head Trader in modeling the portfolios for trading and running the metrics for various pre-trade and post trade analysis.Responsible for all the post trade activities including allocations, updating spreadsheets, generating the daily trade report.Communication the trading activities to the portfolio management and the research team.Assisted the operation team in processing the client’s paperwork, handling special requests from the institutional and private clients and generating various reports for the clients and the management team. -
Graduate AssistantUniversity Of Bridgeport Jan 2009 - May 2010Bridgeport, Ct, UsProvided support to faculty on their instructional assignments. This includes such tasks as proctoring examinations, grading papers, and developing instructional materials. Provided assistance to the Department Chair and/or faculty on research projects. Specific tasks will vary depending on the need. Provided assistance to the administrative staff. Duties will vary with need. Communicating Effectively between students, staff and the Directors. -
Orientation LeaderUniversity Of Bridgeport Aug 2008 - May 2010Bridgeport, Ct, UsTo promote our university in the country and among International StudentsTo organize events to help new students.To work in collaboration with the management for various events. -
Residence Hall MonitorUniversity Of Bridgeport Jan 2008 - May 2010Bridgeport, Ct, UsEnsuring Residents safety by all meansEnsuring healthy environment conducive to academic growth of the residents is maintained.Timely reporting of incidents and documenting them.Helping residents and consulting them regarding their issues. -
M&A AssociateColumbia M&A Associate Jan 2010 - Apr 20101.Analyze and tabulate the financial statements of the client and the target company to determine the possibilities of strategic mergers or acquisitions between the two candidates.2.Determine the risk/reward profile for the possible mergers and acquisition.3.Work closely with the business owners and top executives in organizing their business meeting and conference calls.4.Perform various ad-hoc tasks to ensure the deal is sealed timely.5.Ensure all financials, name and sensitive information is kept highly confidential.
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Senior Service ExecutiveGodrej & Boyce Mfg.Co.Ltd Sep 2006 - Jul 2007Mumbai, Maharastra, In• Successfully executed and managed multimillion INR projects with a team of 30 plus people directly reporting to me from all across the state.• Efficiently and effectively managed multi tasking projects at multi location across the state. • Prepared the Budget Planning and Allocation for the fiscal years and performed the cost analysis and reporting on monthly, quarterly and yearly basis. • Profit/Loss statement reviewing and reporting on quarterly and annual basis.• Consistently exceeded the monthly and yearly sales target for the department.• Work closely with the retailers and service dealers to meet their financial goals and deliver excellent services to the customers.• Monitor and remediate service quality and provide new employee training to comply with ISO 9001 2000.• Maintain healthy rapport with vendors through regular follow ups, clearing pending issues and addressing their urgent needs. -
Graduate TraineeGodrej & Boyce Mfg.Co.Ltd Oct 2005 - Sep 2006Mumbai, Maharastra, InResponsible for the after sales support activity and ensuring quality services are delivered to the clients in a timely manner.Surpassed the set expectations of the service department every year.Established new customer relationship by adding more retailers and service dealers and maintaining relations with the existing customers.Lead a team of 10 plus staff and provided training to the dealers and service providers all across the state.Analyzed service satisfaction report and presented to the higher management very quarter. -
Junior Financial AdvisorG K Motors May 2003 - Aug 2005• Provided consultation services to the clients and obtain information on their finances and financial goals.• Advising clients on how to invest and budget their finances.• Prepared qualifying reports on assessing the client's circumstances, financial background, and determined a risk and return strategy.• Negotiated service contracts and also provided technical advisory support.
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Software DeveloperMagnasoft Feb 2005 - Jul 2005Bangalore, Karnataka, InWorked on SQL 2000 and JavaWorked on VB.net and C++Hand on experince on softwares ike UML and XML.
Yogesh Prasad, Cfa, Caia, Chp Skills
Yogesh Prasad, Cfa, Caia, Chp Education Details
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University Of BridgeportFinance -
National Institute Of Information TechnologySoftware Engineering -
Nagpur UniversityMechanical
Frequently Asked Questions about Yogesh Prasad, Cfa, Caia, Chp
What company does Yogesh Prasad, Cfa, Caia, Chp work for?
Yogesh Prasad, Cfa, Caia, Chp works for Confluent Asset Management, Llc
What is Yogesh Prasad, Cfa, Caia, Chp's role at the current company?
Yogesh Prasad, Cfa, Caia, Chp's current role is Founder & Chief Executive Officer at Confluent Asset Management.
What is Yogesh Prasad, Cfa, Caia, Chp's email address?
Yogesh Prasad, Cfa, Caia, Chp's email address is yp****@****tam.com
What schools did Yogesh Prasad, Cfa, Caia, Chp attend?
Yogesh Prasad, Cfa, Caia, Chp attended University Of Bridgeport, National Institute Of Information Technology, Nagpur University.
What are some of Yogesh Prasad, Cfa, Caia, Chp's interests?
Yogesh Prasad, Cfa, Caia, Chp has interest in Portfolio Management, Risk Analysis, Econometrics, Trading, Accounting, Finance, Wealth Managment, Investment.
What skills is Yogesh Prasad, Cfa, Caia, Chp known for?
Yogesh Prasad, Cfa, Caia, Chp has skills like Portfolio Management, Leadership, Equities, Data Analysis, Analysis, Business Analysis, Financial Modeling, Microsoft Excel, Derivatives, Vba, Finance, Management.
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