Yuki Lau Email & Phone Number

Sydney, New South Wales, Australia

Sydney, New South Wales, Australia

Hong Kong

My role and responsibility - Understand the exchange requirements and how FIX connectivity can achieve the exchange requirements - configure and certify trading applications with client against different exchanges - Onboard external/internal clients to use different trading platforms and applications - understand, implement and maintain the risk checks to fulfill regulatory and compliance requirements- understand the client trading patterns and requirements. implement the trade automation solution to fit different client's trading purpose. - Define and Design the best practice based on how the FIX protocol should works in different projects- FIX Vendor Management and Cost control and reviewProject achievements:• New Zealand - NZX algo go-live• Australia Market Maker flow• China Stock Connect - Shanghai go-live• China Stock Connect - Shenzhen go-live• China Stock Connect - Master SPSA go-live• Europe MiFID 2 go-live • Algo wheel trading• Macquarie/Kepler Cheuvreux - Cooperation Agreement - Onboard/Support client to trade Futures/Options/Equity derivatives and Cash Equities globally.- Help the client to do trade automation- Implement/Certify and support the client's market marking business. - Certify the clients/vendors to use algorithm to trade in different stock markets- Certify the clients/vendors to use Direct Market Access to trade in different stock markets'

Hong Kong

June 2011 - July 2017Roles and Responsibilities - Onboarding clients for CASH/PT/ALGO/DMA/Futures flow- Coordinating client onboarding request with Clients, Traders, IT team, Middle Office and Back Office- Monitor and troubleshoot production issues relating to FIX/DMA- Managing vendor/client activities and implementing changes and providing testing with them- Coordinating Exchange Connectivity for Asia DMA team

Hong Kong, Hong Kong Sar

Projects and Achievements- Stock Borrow and Lend - External availability Project Nature: develop a system to receive the external stock availability from different clients and brokerProgramming Language: Java--------------------------------------- Equity Derivatives Portfolio Management System Project Nature: Support and develop the Derivatives Portfolio Management System for position management, trade entry, corporate actions, settlement and reportingProgramming Language: Java--------------------------------------- Position Reporting Data FeedProject Nature: Develop the data feed for position and data analysisProgramming Language: SQL

Hong Kong Sar

Projects and Achievements- Research NewsletterProject Nature: Developed a web-based system for research analysts, sales and trader that helping them to notify their client what is the upcoming news and their daily update. Custom template will be made based on the business requirement. Custom Bloomberg data feed spreadsheet is developed to help the users to get the real time data more easily. User training is provided to users.Programming language: Servlet, HTML, CSS, DBArtisan-------------------------------------------------------------------------------- Editorial and Publication SystemProject Nature: Developed and Support the application that allows editorial and research analysts to manage and distribute the research reports to the clients all over the world.Programming language: JSP, HTML, CSS, C#, Microsoft SQL Server-------------------------------------------------------------------------------- Publishing Template SystemProject Nature: Is the in Word plug-in for research analysts or sales to quickly produce a report in standard style by typing the minimum words. Also, per-calculated financial data is also provided to the analysts.Programming language: VB6

Projects and Achievements- Technical Analysis Trading Model Developed trading concepts and algorithms, wrote programming codes and documentations, planned and designed automatic trading systems, and assisted with other tasks for the Company.Project Nature: Build and develop a trading platform and model for portfolio trading. Data analysis and test against with the trading modelProgramming Language: C#

Hong Kong

June 2006 - May 2009Research Application Developer- Application Support of Customer Relationship Management System (CRM)- Developer of Appraisal System (For Sales and Analysts) (C#)- Developer of Research Newsletter Web Application System (Javascript + HTML + CSS)