Yuming Chen Email & Phone Number

Skilled professional in the financial industry, with notable experience in IPO projects and comprehensive due diligence. Proficient in preparing critical IPO documentation and adept at conducting in-depth financial and business evaluations. Possesses a deep understanding of financial markets and regulatory standards. Strong in collaboration and communication, effectively coordinating with diverse teams and stakeholders in complex project environments.

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  Associate

  Changjiang Securities Co., Ltd

  May 2020 - Present - Shenzhen, Guangdong, China

  • IPO Project Participation: Led legal, financial, and business due diligence for IPOs; prepared key documents and prospectus; responded to stock exchange inquiries.• Due Diligence Participation: Conducted thorough due diligence for multiple projects; authored reports; identified and rectified issues; assessed companies' public listing feasibility.• Intermediary Coordination: Participated in crucial discussions with issuers, accountants, and lawyers; formulated solutions and listing plans; documented meeting outcomes.• Tutoring and Reporting: Oversaw issuers' tutoring, a mandatory regulatory process before filing, managing records and progress reports for various projects; ensured adherence to regulatory requirements and efficient project advancement.• Cross-Departmental Collaboration: Facilitated communication and coordination with quality control, internal review, and legal departments for contract signings, project initiation, and pre-submission audits.• Engagement with Regulatory Authorities: Actively engaged in dialogue with stock exchanges and regulatory agencies, presenting project updates, ensuring compliance with procedural standards, and staying abreast of evolving regulatory landscapes.