Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policiesEvaluate the efficiency of controls and improve them continuouslyRevise procedures, reports etc. periodically to identify hidden risks or non-conformity issuesDraft, modify and implement company policiesCollaborate with corporate counsels and HR departments to monitor enforcement of standards and regulationsAssess the business’s future ventures to identify possible compliance risksReview the work of colleagues when necessary to identify compliance issues and provide advice or trainingKeep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control

Risk Assets, Call over Sessions, Proof of Internal Accounts, Cash Management and Vault Management Review Branch Control Team Review and AdministrationEnsure Standard STR and AML Reports are reviewed and Rendered as required with full compliance.Ensure All Profile Users are approved with proper system access parameters in line with job functions.Ensure Processes and Systems are in compliance with SOP and Industrial StandardsEnsure Financial Control Policies and Validation Processes are in place.Ensure remittances are made within timeline without sanctions.Ensure Salary and bonuses are paid in line with approvals.Ensure all issues relating to Regulators and Auditors Relations are attended within time line.Statutory and Regulatory Compliance Issues Management.

Prepares asset, liability, and capital account entries by compiling and analyzing account information.Documents financial transactions by entering account information.Recommends financial actions by analyzing accounting options.Summarizes current financial status by collecting information; preparing balance sheet, profit and loss statement, and other reports.Substantiates financial transactions by auditing documents.Maintains accounting controls by preparing and recommending policies and procedures.Guides accounting clerical staff by coordinating activities and answering questions.Reconciles financial discrepancies by collecting and analyzing account information.Secures financial information by completing data base backups.Maintains financial security by following internal controls.Prepares payments by verifying documentation, and requesting disbursements.Answers accounting procedure questions by researching and interpreting accounting policy and regulations.Complies with federal, state, and local financial legal requirements by studying existing and new legislation, enforcing adherence to requirements, and advising management on needed actions.Prepares special financial reports by collecting, analyzing, and summarizing account information and trends.Maintains customer confidence and protects operations by keeping financial information confidential.Maintains professional and technical knowledge by attending educational workshops; reviewing professional publications; establishing personal networks; participating in professional societies.Accomplishes the result by performing the duty.Contributes to team effort by accomplishing related results as needed.