Zach Thompson Email and Phone Number

• Validate qualitative models used in Corporate Treasury, Capital Markets, and Wealth and Investment Management

• Validate qualitative models used in Corporate Treasury, Capital Markets, and Wealth and Investment Management

• Oversee the management of enterprise liquidity risk and banking book interest rate risk by, in part, developing and monitoring compliance against internal risk appetite, risk limits, and policies• Developed an automated process that enhanced the reliability of risk reporting by reducing human intervention• Prepare and present internal risk reporting and assessments to senior management and governance committees• Challenge and/or develop internal liquidity stress tests and liquidity crisis simulations, early warning indicators, contingency funding plans• Ensure compliance with regulation and regulatory expectations (e.g., Reg YY Enhanced Prudential Standards, Reg WW Liquidity Measurement Standards, SR 10-01 Interest Rate Risk, Volcker Rule)

• Create regulatory and risk-based audit plans and lead complex, team-based internal audits of primarily Corporate Treasury and Enterprise Risk Management functions (e.g., liquidity/funding risk, interest rate risk, portfolio management, insurance risk, capital management, and related support processes including operational risk, model risk, compliance, accounting)• Perform process walkthroughs, identify risks and controls, develop and execute tests of controls, and effectively communicate enhancement opportunities to senior management• Developed a continuous monitoring program of compliance with a regulatory program, thereby materially decreasing the required hours of the annual certification