Zachary Chick, Mba Email and Phone Number

Senior Vice President, Contract Analytics and Regulatory Operations Manager• Managing the operations of a large online repository of legal documentation established for regulatory purposes currently housing over 1 million contracts with associated metadata• Managing a team of legal reviewers and operations analysts across 2 locations, Pittsburgh and Poland, who bring a mix of legal, business, and operational experience• Interacting with all levels of the organization across all of the company's Lines of Businesses to establish better controls and practices around Legal Contract and document management• Working hand in hand with technology teams across the world, to improve and fortify the framework for housing and reporting on legal contracts through use of multiple databases including SQL querying as well as front end database and reporting development planning and end user validations• Organizing and leading daily and weekly meetings with all stakeholders to ensure continual process improvement and constant communications

Vice President, Operations Manager• Managing the operations of a large online repository of legal documentation established for regulatory purposes currently housing over 1 million contracts with associated metadata• Managing a team of legal reviewers and operations analysts who bring a mix of legal, business, and operational experience• Interacting with all levels of the organization across all of the company's Lines of Businesses to establish better controls and practices around Legal Contract and document management• Working hand in hand with technology teams across the world, to improve and fortify the framework for housing and reporting on legal contracts through use of multiple databases including SQL, PostGre, and SOLR index querying as well as front end database and reporting development planning and end user validations• Organizing and leading daily and weekly meetings with all stakeholders to ensure continual process improvement and constant communications

Project Manager with the Legal Agreement Repository team for the SR-14 Federal Regulation• Took a role outside of the Tax world to assist in the onboarding of a new team created to support the Legal Agreement Repository for the SR-14 Federal Regulations• Worked will all Lines of Businesses and all levels of management within the company to establish better controls and practices around Legal Contract Management• Working directly with technology teams across the world, assisted in the development of a framework for housing and reporting all Legal Contracts within BNY Mellon that involve resolvability• Organizing, directing, and driving meetings to ensure best practices and continuous improvement within the bank's chain of legal contract management• Developing and standardizing processes and procedures that will allow the bank to lean on the team and the associated technology for multi-purposes in the future while creating a robust system in the present• As product owner for the reporting platform, developing reporting that will provide returns on large sets of data in an organized and thorough manner to meet regulatory purposes

• Serving in a Client Service role as the primary contact for 15 Mutual Fund, ETF, and Foundation client bases with approximately 500 GSP accounts for the purposes of assisting them with their global tax documentation while possessing the vast knowledge of the requirements of over 50 global tax markets and continuously gaining further understanding of the constantly changing regulations within the global tax landscape• Through constant client contact and thorough monitoring of a large amounts of data with the use of Microsoft Excel and Access, assisting clients with ensuring stock dividend and bond interest income events are taxed with the most beneficial tax treatment based on the client entity type and local market documentation requirements• Leading a project surrounding updates of almost 50,000 accounts within 2 large tax databases, GTM and DOORS, that provide necessary reporting and analytics to the client facing teams as well as the clients themselves• A current asset within a Project team tasked to evaluate all outstanding tax reclaims compiled across the entire team’s client base in order to recover over $350 million in tax reclaims, while taking a leading role in regards to the presentation of the scope of the project through the use PowerPoint, which will be utilized in presentations to the senior level managers of the company• Using Microsoft products to enhance processes, including development of reporting in Excel and Access for the large project above in addition to pre-population of thousands of documents for a re-branding of a Mutual Fund client with over 50 separate funds using the Mail Merge function of Microsoft Word• Assisted in the on boarding of a non-profit client with the involvement of multiple meetings and coordination of the client and many internal parties

• Formed a Market Tax Documentation team supporting tax operation teams around the globe along with the supervision of 9 direct reports• Developed and enhanced controls surrounding the recording and monitoring of client tax documentation to ensure all clients receive the most beneficial tax rate• Created procedures, updated processes, and improved controls for tax functions including assisting in the creation of an Access database and numerous advanced Excel spreadsheets• Oversaw the contact to external market sub custodians and tax authorities, internal tax and income teams, and various operational teams throughout the world to improve visibility and operations• Improved documentation completion and inquiry response time by a matter of days by implementing 24 hour turn-around and acknowledgement times• Recognized by senior management for a significant increase in the level of service • Controlled the asset transfer process involving the coordination of teams around the globe to ensure the transfer of assets to relevant global market accounts was processed in a timely and efficient manner as to not affect trading or any negative financial impact• Interviewed numerous internal and external employees and hired 8 successful individuals who have grown in their career paths since their hiring

• Promoted to a role incorporating the operational support for all derivative activity in over 1600 accounts, including support of a sensitive client relationship• Developed and enhanced external relationships with large Investment Managers as well as internal relationships with accounting teams, non-derivative teams, and operational teams.• Assisted in the onboarding of most option trading clients, the first clients to invest in exchange traded swaps, and many smaller investment managers with specialized processes • Served as a primary contact for Heritage BNYM systems in addition to training associates on various process and procedures surrounding the processing and reconciliation of derivatives• Tested and implemented an efficient and more effective operational process surrounding derivatives (futures) processing

• Oversaw the processing and reconciliation of over 200 client accounts along with assisting Investment Mangers, Brokers, Internal Accounting Departments, Internal Processing Departments and Clients with all issues that relate to derivatives within both the Bank of New York (GSP) System and the Mellon Bank (CMS/IAS) System• Responsible for accurate account reconciliation across multiple products, including exchange-traded and OTC options, swaps, currency deals and futures

• Developed extensive knowledge of the processing and reconciliation procedures and the daily deadline intensive cash processes surrounding the global Swaps and Futures markets

• Served as the primary contact for investment managers and internal group members• Conducted back-office work as part of the company's hedge fund administration group • Reconciled Hedge Fund accounts in excess of $50 Million