Zachary George Email & Phone Number

Charlotte, North Carolina, United States

Charlotte, North Carolina

Charlotte, North Carolina

•Ensure Applications are meeting Compliance standards by performing Data Quality Controls Assessments in which I verify the data quality controls are in place and sufficient to protect data and limit risk.•Work with Business and Technology teams to create Data Dictionaries and identify core data elements within our applications.•Document and gather information from business and technology teams about business data elements, element naming, physical data location, where the data originates and who is the authoritative source for the data.•Track and update all applications and application owners withjn the Deposits, Payments and Treasury Domain. Includes tracking compliance deliverables, domain implementation, making updates in Collibra and documenting weekly progress updates and numbers for an executive report.

Charlotte, North Carolina

•Responsible for driving Governance routines and Data Controls Compliance to ensure that Wholesale Credit ADS data met enterprise and risk reporting requirements.•Gathered and defined regulatory and business requirements in order to enhance technology processes for documentation, risk analysis, and adherence to compliance standards.•Collaborated with Tech and Business teams to provide evidence supporting the data quality controls framework in response to audits.•Conducted detailed assessment of Wholesale Credit tech data quality processes and system controls for purposes of creating and maintaining a data quality control document and system flow diagram. That is attested to by upper management quarterly. •Forecasting and reporting the Wholesale Credit organizations finances and resources through research, analysis, and monitoring. This included creating and maintaining excel spreadsheets to track data.

Belmont, North Carolina

•Ensure that the company complies with all government and compliance regulations.•Manage the company's finances including: filing taxes, accounts receivable, accounts payable, and analyzing cost of goods and services. •Planning and monitoring the day to day running of the business.•Manage the procurement process and coordinated material and resource allocation.•Assisted with design, research and development during the process of applying for two patents.

• Reviewed processes, identified risk, and measured control performance of critical business functions within the Global Information Security organization. With the purpose of identifying gaps and mitigating risk that could cause harm to the bank.• Assessments included deep dives into playbooks, quality assurance review, and developing testing strategies for controls and technology. • Collaborated with management on risk issues related to information security and recommended actions to help reduce or eliminate risk.• Risk areas focused on were: Internet Monitoring and Analysis, Data Loss Prevention, and Anti-Virus and Host Intrusion Detection.

Charlotte, North Carolina Area

• Created, updated, and maintained 2,000+ webpages for advisor facing website; included editing, writing content, and auditing content to ensure it was accurate and current.•Handled posting and updating content for internal employee website utilizing SharePoint. Included coordinating with 10 departments to ensure information was up-to-date. •Designed email communications distributed to about 18,000 advisors; responsibilities included creating distribution lists, editing, and designing email templates using Eloqua marketing software.•Analyzed statistics for webpages and emails; tracked web traffic and identified patterns. Reviewed readership rates of emails and assessed ways to improve the process.

Charlotte, North Carolina Area

This position involved working in a consultative manner with various teams to identify issues and generate solutions to help streamline work and reduce backlog.• Created and edited documents for marketing purposes to increase readership of website and email communications.• Organized and reviewed content on internal and external websites to ensure pages were accessible and information was current.• Performed monitoring of LPL’s Symantec DLP solution; included analysis and preliminary investigations into the cause of data loss.• Assisted with remediation of events involving data policy violations.• Worked with various business units to educate and train on safe data handling.• Assisted Advisor Review team with Office Sharing requests using Salesforce. Reviewed requests and instructed the advisors on how to secure their office and protect client information.• Worked on the Code of Ethics process to ensure advisors had properly disclosed outside brokerage accounts and reportable securities.• Reviewed advisors files to ensure VA Buybacks were disclosed accurately to prevent suitability and sales practice concerns. • Researched Address Alerts for the Surveillance team to confirm proper documentation had been provided.• Assisted Education department in answering phone calls and working with Advisors to ensure completion of their Continuing Education. • Reviewed Compensation Plans for Advisors and Institutions to ensure there were no discriminatory practices.

Charlotte, North Carolina Area

• Reviewed trading information for Alternative Investments and Structured Products.• Verified client Investment profile to determine if these Products were suitable Investments. • Researched Advisor Licensing and Registration to verify they were eligible for Commissions.

• Ensured team reached daily work goals by delegating work and focusing on complex work items.• Served as primary contact for questions and technology issues for the Charlotte office.• Responsible for troubleshooting and testing new systems and current system issues.• Developed and implemented a training plan for new employees.• Informed and instructed employees on new procedures and changes to current processes.• Assisted Compliance Department with research and problem solving..

Gastonia, Nc

• Marketed to prospective businesses in the community.• Developed and maintained professional relationships with clients.• Met quotas and maintained all accounts to ensure delivery of services.

Charlotte, North Carolina Area

• Completed all representative updates for Brokerage and Direct accounts.• Completed Broker /Dealer Changes and Reconciliation processes.• Maintained relationships with all account representatives to update client information and Repaper accounts.

• Prospecting, cold calling, and building relationships with potential customers, Realtors, Insurance Agents, Financial Advisors, and General Contractors. Also the necessary follow up to help build long term business relationships.• Advising and assisting clients with their financial needs, finding the best loan options and guiding them through the loan process. Helping clients purchasing new homes, land, and refinancing existing properties.• Loan Processing: Ordering title work, appraisals, insurance, and working with Lenders, Account Executives, Attorneys, and Realtors.• Created and distributed various marketing and promotional tools and worked closely with other Business Professionals’ in marketing our products

• Prepared new homes for completion in multiple stages of the building process.• Completed repairs on damaged items in the interior and exterior of homes (sheet rock repair, caulking, cleaning, building, and adjusting).

• Completed sales calls to prospective clients in the Southern Gospel Music Industry including: company promotion, in-depth service presentation, and establishing first contact and building relationships with various new clients.• Researched the music industry by surveying and contacting groups and promoters.• Handled radio promotions and advertising for all events that music clients were involved in.

• Generated leads of potential buyers and listing opportunities for our real estate team by utilizing cold calling; follow up calls, and door to door interactions.• Developed and promoted marketing campaigns to prospective clients. Including sales calls and presentations made to local businesses for potential co-marketing opportunities. • Developed spreadsheets from MLS and internet research for maintaining accurate and up-to-date lists of expired listings and current clients.• Assisted potential buyers in searching for new homes by utilizing internet searches and showing homes to prospective clients in the field.• Designed and assembled expired packets and brochures, and delivered packets to potential clients through the mail and door to door interaction