Compliance Manager
CurrentThe main function of my role is overseeing the development, implementation and enforcement of compliance program in Malaysia (MY) and Philippines (PH). First, my role requires me to develop compliance programs in all aspects of the business (ML/TF, CDD, IT Risk, HR etc.,) in accordance with local and company wide requirements. Once the policies are developed and in place, I will also be responsible for implementing said policies, conducting training and set up controls to ensure effective implementation. Next, I am accountable for the enforcement of the policies, thus I will conduct internal risk assessments and audits to ensure adherence to all policies implemented company wide for both MY and PH. Then, I am to ensure the business is in full compliance with local requirements, which I will conduct Institutional Risk Assessment (IRA) to identify gaps in local requirement and if required, update the existing policies. Both in MY and PH, I will be the go-to person for all compliance related queries and provide clarification needed on any of the policies implemented internally. To ensure all staff are fully compliant with local and company requirements, I will assign and closely monitor their trainings and ensure all due dates are observed. Finally, for MY, I am the main person that liaises with the local regulator (BNM etc.,) for all matters concerning compliance. Thus, I will be responsible for submitting relevant reporting and reverting to their queries. While for Philippines, I am the main advisor to local Compliance Officer should the local authorities (BSP etc.,) reach out regarding any compliance related matters.
