Compliance Specialist
CurrentTSX Venture Exchange | Toronto Stock ExhangeCapital Formation l Compliance & Disclosure
Oct 2023 - Present
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Matt L. Email & Phone Number
TMX group | Capital Formation | Compliance
at
TMX Group
LinkedIn matched
✓ Verified May 2026
3 data sources
Profile completeness 100%
Current company
Role
TMX group | Capital Formation | Compliance
Location
Vancouver, British Columbia, Canada
Company size
Who is Matt L.? Overview
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Quick answer
Matt L. is listed as TMX group | Capital Formation | Compliance at TMX Group, a company with 1650 employees, based in Vancouver, British Columbia, Canada. AeroLeads shows a matched LinkedIn profile for Matt L..
Matt L. previously worked as Compliance Specialist at Tmx Group and Commercial Banking Specialist at Scotiabank. Matt L. holds Bachelor Of Commerce - Bcom, Business from Ubc Sauder School Of Business.
Company email context
Email format at TMX Group
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TMX Group
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Profile bio
About Matt L.
I'm currently pursuing Bachelor's degree in Commerce at UBC. Studying business and experiencing all things in business school show me the path where I should walk! I also have strong interests in problem solving, tennis, boxing, classic music and new age music.
Listed skills include Oracle Sql Developer, Advanced Ms Excel Skills, and Rstudio.
Current workplace
Matt L.'s current company
Company context helps verify the profile and gives searchers a useful next step.
Tmx Group
5 roles
Matt L. work experience
A career timeline built from the work history available for this profile.
Commercial Banking Specialist
- Conducted credit writing and analysis for mid-size corporates by reviewing financial statement and completing financial spreads to obtain related financial ratios to comply with banking policies- Delivered end-to-end services to corporates
May 2022 - Oct 2023
Brokerage Operations Specialist
- Brokerage operations through DTC, CDS, OTC in the securities market
- RRT (Rapid Response Team)
- SME
Feb 2020 - May 2022
Personal Banking Associate
Sep 2018 - Nov 2019
Summer Intern
May 2018 - Aug 2018
Team & coworkers
Colleagues at TMX Group
Other employees you can reach at tmx.com. View company contacts for 1650 employees →
EV
Emmanuel V.
Colleague at Tmx Group
Calgary, Alberta, Canada, Canada
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RE
Richard Everett
Colleague at Tmx Group
London, England, United Kingdom, United Kingdom
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GG
Gabriel Grauer Michael
Colleague at Tmx Group
Toronto, Ontario, Canada, Canada
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ZL
Zijie Li
Colleague at Tmx Group
Richmond Hill, Ontario, Canada, Canada
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RH
Richard He
Colleague at Tmx Group
Toronto, Ontario, Canada, Canada
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VS
Viral Shah
Colleague at Tmx Group
Mississauga, Ontario, Canada, Canada
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LK
Lalitha Kumar Cpa, Ca
Colleague at Tmx Group
Mississauga, Ontario, Canada, Canada
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PH
Paula Headley-Brown
Colleague at Tmx Group
Markham, Ontario, Canada, Canada
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AD
Andrew Danneffel
Colleague at Tmx Group
Port Coquitlam, British Columbia, Canada, Canada
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DP
Demetre P.
Colleague at Tmx Group
Toronto, Ontario, Canada, Canada
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Emmanuel V.
Colleague at Tmx Group
Calgary, Alberta, Canada, Canada
View →
RE
Richard Everett
Colleague at Tmx Group
London, England, United Kingdom, United Kingdom
View →
GG
Gabriel Grauer Michael
Colleague at Tmx Group
Toronto, Ontario, Canada, Canada
View →
ZL
Zijie Li
Colleague at Tmx Group
Richmond Hill, Ontario, Canada, Canada
View →
RH
Richard He
Colleague at Tmx Group
Toronto, Ontario, Canada, Canada
View →
VS
Viral Shah
Colleague at Tmx Group
Mississauga, Ontario, Canada, Canada
View →
LK
Lalitha Kumar Cpa, Ca
Colleague at Tmx Group
Mississauga, Ontario, Canada, Canada
View →
PH
Paula Headley-Brown
Colleague at Tmx Group
Markham, Ontario, Canada, Canada
View →
AD
Andrew Danneffel
Colleague at Tmx Group
Port Coquitlam, British Columbia, Canada, Canada
View →
DP
Demetre P.
Colleague at Tmx Group
Toronto, Ontario, Canada, Canada
View →
1 education record
Matt L. education
FAQ
Frequently asked questions about Matt L.
Quick answers generated from the profile data available on this page.
What company does Matt L. work for?
Matt L. works for TMX Group.
What is Matt L.'s role at TMX Group?
Matt L. is listed as TMX group | Capital Formation | Compliance at TMX Group.
Where is Matt L. based?
Matt L. is based in Vancouver, British Columbia, Canada while working with TMX Group.
What companies has Matt L. worked for?
Matt L. has worked for Tmx Group, Scotiabank, Raymond James, Hsbc, and Sharons Credit Union.
Who are Matt L.'s colleagues at TMX Group?
Matt L.'s colleagues at TMX Group include Emmanuel V., Richard Everett, Gabriel Grauer Michael, Zijie Li, and Richard He.
How can I contact Matt L.?
You can use AeroLeads to view verified contact signals for Matt L. at TMX Group, including work email, phone, and LinkedIn data when available.
What schools did Matt L. attend?
Matt L. holds Bachelor Of Commerce - Bcom, Business from Ubc Sauder School Of Business.
What skills is Matt L. known for?
Matt L. is listed with skills including Oracle Sql Developer, Advanced Ms Excel Skills, and Rstudio.
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