Compliance Specialist
CurrentTSX Venture Exchange | Toronto Stock ExhangeCapital Formation l Compliance & Disclosure
Oct 2023 - Present
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Matt L. Email & Phone Number
TMX group | Capital Formation | Compliance
at
TMX Group
LinkedIn matched
✓ Verified Jul 2026
3 data sources
Profile completeness 100%
Current company
Role
TMX group | Capital Formation | Compliance
Location
Vancouver, British Columbia, Canada
Company size
Who is Matt L.? Overview
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Quick answer
Matt L. is listed as TMX group | Capital Formation | Compliance at TMX Group, a with 1650 employees, based in Vancouver, British Columbia, Canada. AeroLeads shows a matched LinkedIn profile for Matt L..
Matt L. previously worked as Compliance Specialist at Tmx Group and Commercial Banking Specialist at Scotiabank. Matt L. holds Bachelor Of Commerce - Bcom, Business from Ubc Sauder School Of Business.
Company email context
Email format at TMX Group
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TMX Group
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Profile bio
About Matt L.
I'm currently pursuing Bachelor's degree in Commerce at UBC. Studying business and experiencing all things in business school show me the path where I should walk! I also have strong interests in problem solving, tennis, boxing, classic music and new age music.
Listed skills include Oracle Sql Developer, Advanced Ms Excel Skills, and Rstudio.
Current workplace
Matt L.'s current company
Company context helps verify the profile and gives searchers a useful next step.
Tmx Group
5 roles
Matt L. work experience
A career timeline built from the work history available for this profile.
Commercial Banking Specialist
- Conducted credit writing and analysis for mid-size corporates by reviewing financial statement and completing financial spreads to obtain related financial ratios to comply with banking policies- Delivered end-to-end services to corporates
May 2022 - Oct 2023
Brokerage Operations Specialist
• Brokerage operations through DTC, CDS, OTC in the securities market• RRT (Rapid Response Team)• SME
Feb 2020 - May 2022
Personal Banking Associate
Sep 2018 - Nov 2019
Summer Intern
May 2018 - Aug 2018
Team & coworkers
Colleagues at TMX Group
Other employees you can reach at tmx.com. View company contacts for 1650 employees →
AM
Autotest Mmi
Colleague at Tmx GroupNorth York, Ontario, Canada
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ML
Mark Luceri
Colleague at Tmx GroupToronto, Ontario, Canada
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PK
Paige Kruger
Colleague at Tmx GroupToronto, Ontario, Canada
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HN
Haripriya Narayanan
Colleague at Tmx GroupCanada
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JL
Johann Lochner
Colleague at Tmx GroupToronto, Ontario, Canada
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LL
Lucy Lima, Mba, Bcsc
Colleague at Tmx GroupGreater Montreal Metropolitan Area, Canada
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OL
Olivier Léon
Colleague at Tmx GroupMontreal, Quebec, Canada
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ZK
Zohair Khan
Colleague at Tmx GroupGreater Toronto Area, Canada
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SM
Sahil Madhar
Colleague at Tmx GroupBrampton, Ontario, Canada
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ML
M. Liliana Natali
Colleague at Tmx GroupOshawa, Ontario, Canada
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Autotest Mmi
Colleague at Tmx GroupNorth York, Ontario, Canada
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ML
Mark Luceri
Colleague at Tmx GroupToronto, Ontario, Canada
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PK
Paige Kruger
Colleague at Tmx GroupToronto, Ontario, Canada
View →
HN
Haripriya Narayanan
Colleague at Tmx GroupCanada
View →
JL
Johann Lochner
Colleague at Tmx GroupToronto, Ontario, Canada
View →
LL
Lucy Lima, Mba, Bcsc
Colleague at Tmx GroupGreater Montreal Metropolitan Area, Canada
View →
OL
Olivier Léon
Colleague at Tmx GroupMontreal, Quebec, Canada
View →
ZK
Zohair Khan
Colleague at Tmx GroupGreater Toronto Area, Canada
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SM
Sahil Madhar
Colleague at Tmx GroupBrampton, Ontario, Canada
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ML
M. Liliana Natali
Colleague at Tmx GroupOshawa, Ontario, Canada
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1 education record
Matt L. education
FAQ
Frequently asked questions about Matt L.
Quick answers generated from the profile data available on this page.
What company does Matt L. work for?
Matt L. works for TMX Group.
What is Matt L.'s role at TMX Group?
Matt L. is listed as TMX group | Capital Formation | Compliance at TMX Group.
Where is Matt L. based?
Matt L. is based in Vancouver, British Columbia, Canada while working with TMX Group.
What companies has Matt L. worked for?
Matt L. has worked for Tmx Group, Scotiabank, Raymond James, Hsbc, and Sharons Credit Union.
Who are Matt L.'s colleagues at TMX Group?
Matt L.'s colleagues at TMX Group include Autotest Mmi, Mark Luceri, Paige Kruger, Haripriya Narayanan, and Johann Lochner.
How can I contact Matt L.?
You can use AeroLeads to view verified contact signals for Matt L. at TMX Group, including work email, phone, and LinkedIn data when available.
What schools did Matt L. attend?
Matt L. holds Bachelor Of Commerce - Bcom, Business from Ubc Sauder School Of Business.
What skills is Matt L. known for?
Matt L. is listed with skills including Oracle Sql Developer, Advanced Ms Excel Skills, and Rstudio.
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