Zulfkar Sameem Shakeel Email & Phone Number

Bengaluru, Ka, In

Bengaluru, Karnataka, India

India

Got promoted to this role in May of 2022. My core BAUs include Risk and Controls Assessment. Issues Assessment. Actions Assessment. Controls Continuous Monitoring Assessment. Design Effectiveness And Operating Effectiveness Assessments. I also work Trigger Event Assessments. Internal Events And Impacts Assessments And Reconciliation. I also have Training Responsibilities. And I am also involved in Hiring (Although, it’s fair to point out that I am still in learning stages when it comes to this Particular responsibility).From the Analytical side, my responsibilities include performing a thematic analysis on the work that my team does. Through this analysis we highlight the trending gaps in the RCAs and areas where we have more concerning issues. I am also involved in producing Governance Decks where we showcase the number of cases that we as a team worked on for the previous month. And highlight the forecasted pain points to the stakeholders.

Bengaluru, Karnataka, India

Joined the Regulatory Compliance department in December of 2020. And was aligned to the team, ‘Regulatory Conduct, Policy And Whistleblowing’. I was in charge of producing and preparing Oversight Committee (OvCo) Packs for regions: ASP, MENAT, LAM, HBUK, HBEU, AMERICAS and Canada. I also supported other teams in my department . Additional responsibilities included creating weekly risk profile reports for different functions (Global Banking & Markets, Digital Business Services & Global Functions AKA DBS/GF). I was also responsible for creating and presenting Compliance Risk Reports (CRR Packs) for MENAT, LAM, Wealth And Personal Banking and DBS/GF in the executive committee forums (ExCo Forums).

Bengaluru, Karnataka, India

I was Promoted to the Analyst role in September 2018. My role involved performing KYC for various client types (LLCs, MNCs, FIs, NBFIs Banks, Partnerships, Joint Ventures and Funds) in New to Bank department and Periodic Renewals department.

Bengaluru, Karnataka, India

I joined HSBC on 2nd February 2017 as an Associate for KYC department. My role involved performing KYC for various client types (LLCs, MNCs, FIs, NBFIs Banks, Partnerships, Joint Ventures and Funds) in New to Bank department and Periodic Renewals department. Core responsibilities in this role included:Creating KYC profiles for Asia Pacific jurisdiction in accordance with the HSBC Global Standards.Performing screening, reviewing hits to determine PEP, Sanctions exposure, Fin. crimes and escalating it to compliance and sanctions advisory team.Identifying red flags, assessing risk and escalating it to the proper channels.Possess knowledge on multiple client types including Banks, Corporates, Government bodies, Funds and Foundations.

Bengaluru, Karnataka, India

Joined EY in the October of 2016. Responsibilities were to obtain and verify the travel related documentation of the internal EY employees. And provide a final sign off for the migration of the employees (Cross Country Migration).

Bengaluru, Karnataka, India

Transaction Risk Investigator. Department: Buyer’s Risk Investigation (BRI). Region: Americas.Joined Amazon straight out of College, right after completing my Master’s in Business Administration.Had an Entry Level role. My responsibilities included making sure the orders that were placed on the Amazon Platform in the US Region were genuine and that no fraud element was included in the orders. Amazon was my first job. I will always be grateful to them for giving me the opportunity.

Master Of Business Administration - Mba, Accounting And Finance, 6.2

Education record

Bachelor'S Degree, Commerce