李智豪 Email and Phone Number

-Account referring consultanting(Commercial Banking):According to the company business profile and customer requirement to match the suitable offshore account.Follow up the whole account opening process, from documents collection until the account successfully opened and theaccount delivery to the customer and the account using guidance.-Compliance of registration(FDI/ODI):Draft the Feasibility report to meet the related department compliance requirement.Communicate with customer and the related registration department(State Administration of Foreign Exchange &Commission of Commerce) in order to finish the related registration with high efficiency;-Team Management (lead 5 people):Responsible to the team target of monthly and report to BU head.Monitor the account opening timeline in order to meet the time schedule to finish the process and help customer get thebusiness account on time.

CDD-Senior AssociateReviewing customer profile to ensure they meet the AML/Sanctions/KYC requirements.Liaise with the client to gather detailed client infomation and supporting documents required to complete the CDD profileincluding Financial Crime Risk Revire(FCRR) and Know Your Customer(KYC).Review and check for completeness of CDD infomation and supporting documentation before submitting the case to CDDOperations for review and approval.Updating customer profile, known line of busienss, make sure the accounts follow the compliance reglation.Request the follow-up with the client for outstading infomation and documentation; including KYC/CDD and signed acountopening documents.Coaching&ordering the CDD excecutive case process, make sure the case is accurate and resonable.

AML transaction monitoringAct as Level 2 investigator: responsible for Hong Kong HSBC accounts' transactions monitoring, definding whether the riskcould be mitigaged, make decision to closed the case/report the case to upper level:HK Level 3, while the case wassuspicious enougth, will be filed SAR(suspicious Activity Reports) and report to JFIU(Joint Financial Intelligence Unit).Base on HSBC Global standard to operate AML cases, in order to control the risk of accounts, ensure the account activitieswere commensurate for the commercial and legally compliance.Handling internal projects(Filter team & IT support & Process optimization) which improve the project efficiencyand accuration.