17a-4 llc was established to address the expanding regulatory requirements imposed on financial institutions. 17a-4's approach bridges Compliance, Legal and Information Technology management to offer comprehensive compliance solutions for regulated content including email, instant messaging, data streams, trading platforms, websites, social media and databases.
Financial institutions have a complex web of regulations and technologies to manage in order to stay in compliance. 17a-4 works with over 500 financial institutions and participates in many regulatory discussions and compliance examinations; as such, have a deep understanding as to the financial industry’s best practices. 17a-4 works with Compliance and IT teams to advise how best to archive content and exactly content needs to be retained. 17a-4's Designated Third Party Service provides Letters of Notification (SEC Rule 17a-4(f)(2)(ii)), Letters of Undertaking (SEC Rule 17a-4(f)(3)(vii)) and CFTC Letters under 17 CFR 1.31.
17a-4's software products are used extensively by institutions that have regulatory or internal policies requiring e-messaging retention. The DataParser is the leading on premise middleware solution for messaging compliance. It’s lightweight with a modular design to collect many forms of regulated content for compliance with SEC and FINRA rules. Bloomberg, Cisco Jabber, Reuters Eikon Messenger, SharePoint, Skype, Skype Online, FactSet, InvestEdge and more can all be collected with one easy solution. Designed to integrate easily into any existing infrastructure, the DataParser can run multiple configurations for more complex environments. Collected data is formatted and delivered to Office 365, Exchange or an email archive to create a single point of compliance management, discovery and supervisory procedures.
17a-4 is based in New York City but operates remote offices nationwide.
Company Details
- Employees
- 18
- Founded
- -
- Address
- New York, Ny 10016, Us
- Phone
- 212-949-1724
- sa****@****a-4.com
- Industry
- Software Development
- NAICS
-
Software Publishers
- Website
- 17a-4.com
- Keywords
- Compliance Software & Services.
- HQ
- New York, NY
17a-4 Llc Questions
17A-4 Llc's helpline number is 212-949-1724
17A-4 Llc's website is 17a-4.com
17A-4 Llc's LinkedIn profile is https://www.linkedin.com/company/17a-4
17A-4 Llc has
18 employees.
View email and phone details for 18
employees at 17A-4 Llc.
17A-4 Llc's industry is
Software Development
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17A-4 Llc's support email address is sales@17a-4.com
17A-4 Llc's categories are Software Development
17A-4 Llc's founding year is 2001
