AAAUM (OM) LLC

AAAUM (OM) LLC TM is an independent advisory firm founded by seasoned Wall Street professionals with proven track records in all aspects of equity and fixed income research. We take a holistic approach to the business offering a full suite of products ranging from ETPs, asset allocation, due diligence, structured products, (from marketing already established products, creating our own, or advising clients on creating new products), tie-ups, distribution, and asset gathering. Regardless of the scope or size or the project, we take a simple yet very effective approach -- Assess, Advise, Allocate, Upgrade, Monetize. We take great pride in connecting clients with those services and companies best suited to fulfill their stated goals. While OM may be new, the founders have over 60 years of Wall Street experience which has fostered long-term relationships with clients that we are forever grateful to. MISSION: We believe that a fresh perspective is sometimes all a project needs to get to the next level. Our goal is to unlock the hidden potential of our clients in a collaborative, efficient, and ultimately financially rewarding manner. Expertise, transparency, precision is our tag line, family first is our motto. ACCOMPLISHMENTS: In association with NYSE launched two indices: NYSE Fed Funds Rates Index (NYOMFFX) NYSE FinTech Index (NYOMFTX) on April 11, 2016 RESEARCH: Published as part of the weekly research of Elkhorn/Barclays in U.S. IN THE NEWS: Created and presented educational and marketing materials and covered by Investor’s Business Daily, ETF.Com, Barrons, CFA Society, ETFGI, etc. Initiated and managed the KBW Index initiative which had AUM: >$10 billion in strategies linked to 32 indices INSTRUMENTS: ETPs, Swaps, Options, Futures, Notes, etc. SALE: Nasdaq acquired the index/ETF business at March 31, 2015 Facilitated the launch eight India domiciled indices on NYSE on December 15, 2015