Analyze N Control - India

Started in 2002 Vision -to provide expertise in areas of business and operational excellence, market and credit risk and regulatory risks in the Broker markets domain. We are mainly focused on Capital Markets (institutional,Retail,Online and Wealth management), Equity, Currency and Commodity Derivative markets, Depository Participant services and related market segments 2002-2015-The Projects Division Setup of new business process re-engineering, third party solution/vendor evaluation,testing and implementation projects. Successfully engaged and executed projects for leading Broking Houses, Portfolio Managers, and Investment Banks Major service offerings:  Setting up Operations,Risk Management for Exchanges, Broking Houses -Primary,Secondary Markets/ Depository /Lending Business and systems  Setting up of Institutional, Proprietary and Retail desk  Business Processes Re-engineering-Biz'novation Excellence Model  Portfolio Management Services/ Setting up of "Private Client Group"  Risk Management including AML related policy and system management  Standardized operating procedures and manuals 2008-Entered Products market with niche specialization - With the available expertise, ANC launched solutions in critical Compliances and RMS areas  Compliance Reference Window, hosted on www.circularsnorders.com -A unique regulatory search engine with features of backward and forward trail on notifications, adding to favorites, giving ratings ,advanced search filters and much more  Power Updates-Weekly Newsletter on important regulatory updates with implications direct into your mailbox  Power Alerts -instant alerts on regulatory releases across SEBI, RBI, Exchanges and Depository  Launched in 2017: CircularsNorders Mailing- helps Broker Dealer to disseminate on daily basis , all important regulatory notifications with implications to respective internal teams.Here implications are provided by ANC team. Broker team saves minimum 2-3 hours and ensures speedy dissemination  Launched in 2012 of: SOS-Signs of Surveillance and AML Integrated: State of the Art product on Client master due diligence including Auto Profiling and 360 client Risk view and has detailed order and transaction based Surveillance and AML Patterns. A full-fledged Trade surveillance and market manipulation/abuse identification tool equipped with transaction tracking and detection of Money Laundering Risks. It has approx 300 parameters replicated from regulatory judgments in the rule engine.It includes a unique Rule engine and has a detailed workflow, comprehensive MIS and FIU reporting  Launched in 2017- Client Screening Application helping Fraud Elimination-(C:SAFE) we boast of a sanitized quality database across Indian Exchanges Arbitration ,defaulter cases,Bank defaulters,Depository freeze flags, SEBI orders and UNSC/OFAC. This data is more effectively investigated and reflected than any other service provider with a final "Risk Footprint"