C&G Regulatory Solutions
Financial Services
London, City of, United Kingdom
2 employees
- Employees
- 2
- Contacts
- 1
- Emails
- 1
C&G Regulatory Solutions Overview
- Headquarters
- London, City of, United Kingdom
- Website
- cgregulatorysolutions.com
- Industry
- Financial Services
- Employees
- 2
- Founded
- 2021
- Funding
- ,
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
Keywords
Compliance officer mentoring
Assistance with regulatory interactions
Policy design
Policy review
Advice and guidance
Horizon scanning
Assistance with due diligence
Systems and controls healthchecks
Conduct risk identification and mitigation
Assistance with regulatory applications
Bespoke training
Support for non-executive directors
About C&G Regulatory Solutions
Founded in 2021 by industry veteran Alexander Culley as A.C.Culley & Co., C & G Regulatory Solutions Limited, trading as C&G, offers deep experience of financial markets regulation and compliance. We have had senior management level experience (UK SMF 16/17) of dealing with a wide range of regulatory matters from product development to disciplinary cases. We are particularly well placed to assist buy and sell side firms that are active in the following asset classes: - commodities (particularly base metals, cocoa, coffee, dairy, freight, grains, oils, precious metals, sugar); - foreign exchange (particularly forwards, options, payment services, rolling spot, spot); and - securities (particularly corporate bonds, equities and government bonds). We are equipped with an expert knowledge of the financial regulations that govern these markets, including (but not limited to) EMIR, MAR, MiFID II, MiFIR, the Money Laundering Regulations and the FCA's Handbook. We also have a strong knowledge of selected overseas regimes (particularly the EU, DIFC, Hong Kong and Singapore). **DISCLAIMER: All information and materials on this page are provided on an 'as is' basis and are not intended in any way to be comprehensive. Anyone making use of this page does so at their own risk. Posts on this page do not constitute advice. C&G accepts no responsibility and gives no representations or warranties, express or implied, that any of the information and materials on this site are complete, accurate or free from errors or omissions. C&G reserves the right to update any of the documents, data and other information on this page at any time without notice. C&G is not a law firm and does not offer legal services**
C&G Regulatory Solutions Contact Details
- People in AeroLeads
- 1
- With contact data
- 1
- Email contacts
- 1
- 100.0% coverage
C&G Regulatory Solutions Org Chart
Sample employees and titles| Name | Title | Location | Contact |
|---|---|---|---|
| Dr Alexander Culley | Lawyer / Consultant Helping Firms to Manage Conduct, Compliance and Financial Crime Risks | Greater Southampton Area, United Kingdom |
Email
|
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