Charles Towne Securities, LLC, based in Charleston, SC, is a member of the Financial Industry Regulatory Authority ("FINRA") and the Securities Investor Protection Corporation ("SIPC"). The firm focuses on partnering with independent investment bankers, fundless sponsors, private placement professionals and private equity groups, providing a full service platform covering all compliance and supervisory functions for private placements and M & A.
At Charles Towne, management is fully versed and experienced with all matters related to marketing a transaction. We view all relationships as partners, and make sure that the compliance process is efficient and supportive. We see ourselves as your partner, not only ensuring that what you are doing meets all applicable securities rules and regulations, but doing so in a structured, timely fashion.
Alternatively, if the goal is to set up your own broker dealer, we can manage that process, allowing you to maintain your license at the firm without any disruption to your business while the broker dealer is getting registered.
Our business is exclusively institutional, not retail. We have no retail clients and hold no customer assets.
Company Details
- Employees
- 3
- Founded
- -
- Address
- 2 Sandwedge Lane, Isle Of Palms,sc 29451,united States
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- charlestownesecurities.com
- Keywords
- Isle of Palms.
- HQ
- Isle of Palms, SC
Charles Towne Securities, Llc Questions
Charles Towne Securities, Llc's website is charlestownesecurities.com
Charles Towne Securities, Llc's LinkedIn profile is https://www.linkedin.com/company/charles-towne-securities-llc
Charles Towne Securities, Llc has
3 employees.
View email and phone details for 3
employees at Charles Towne Securities, Llc.
Charles Towne Securities, Llc's industry is
Financial Services
Charles Towne Securities, Llc's top competitors are
South Street Partners,
Cth Advisors,
Varner Wakefield Equity Partners,
Coastal Equity Group,
Tmgoc Ventures,
Concentric Global.
Charles Towne Securities, Llc's categories are Financial Services
Charles Towne Securities, Llc's founding year is 2018
