Company

Colombo Consulting LLC

Financial Services Nyc, United States 1 employees

Employees: 1
Contacts: 1
Emails: 1

colombo-consulting.com LinkedIn

Colombo Consulting LLC Overview

Headquarters: Nyc, United States
Website: colombo-consulting.com
Industry: Financial Services
Employees: 1
Founded: 2008
NAICS: Finance and Insurance

Monetary Authorities-Central Bank

Keywords

Chief Financial Officer https://colombo-consulting.com/ FOCUS Filing AML/AML Audits/Reviews Branch Audits 15a-6 Compliance Private Placements Regulatory Compliance International Compliance (UK & Russia) Institutional Sales Supervision Management / Team Development Strategic Planning / Execution s FINRA Applications /Amendments

About Colombo Consulting LLC

Over 20 years of experience in the Compliance arena working directly for various Broker Dealers, Hedge Funds and Investment Advisors or in consulting roles for each. During my 30 plus years working in the Brokerage environment I have worked within various departments and gained knowledge and experience in most areas of the business including AML in each. Additionally, I have knowledge specializing in alternative products and Private Placements. Areas of Expertise CCO/FINOP/POO/PFO Outsourcing FOCUS Filing CFO AML/AML Audits/Reviews Branch Audits 15a-6 Compliance Private Placements Regulatory Compliance International Compliance (UK & Russia) Institutional Sales Supervision Management / Team Development Strategic Planning / Execution s FINRA Applications /Amendments Trader / Back Office Relationships/Audits Research Review Senior Management Interaction Current Industry Registrations ♦ Series 7, 14, 24, 27, 53, 63