Compliance 401K is one of the largest 3(16) and 402(a) independent retirement plan fiduciaries in the United States.
Compliance 401K is proud to offer "The Power PEP", which is an open architecture PEP retirement plan that provides lower fees while reducing employer administrative responsibilities and fiduciary liability by 95%.
A Pooled Employer Plan (PEP) is a 401(k) Plan that is designed for
participating unrelated employers who have no commonality, except for
providing retirement benefits to their employees. A PEP also provides lower Plan fees because it is a large 401(k) Plan with many Adopting Employers. The PEP’s asset size increases scale & passes those lower fees to each Adopting Employer. Each Adopting Employer can keep their current 401(k) Plan design based on their unique needs & goals.
THE POWER PEP features a two layer "protective shield" for the Adopting Employer, including the services of:
* Compliance 401K would be the 402(a) Named
Fiduciary and Trustee of your retirement plan.
* Leafhouse Financial acts as the ERISA 3(38)
Investment Fiduciary.
There are 56 Plan Sponsor responsibilities with any retirement plan. With Compliance 401K, we act as the 402(a) Named Fiduciary and Trustee. As the Named Fiduciary and Trustee, Compliance 401K has administrative and fiduciary oversight on 53 plan responsibilities or 95% of all administrative and fiduciary services.. The employer's responsibilities are limited to three services:
* Uploading the payroll files
* Year end data collection
* DOL annual questionaire
With The Power PEP, the employer is outsourcing 95% of all plan Administration, Compliance and Risk.
We are happy to meet with advisors and employers to review how our PEP can meet the needs of employers.
Please contact Duff Lindsay, Executive Vice President, at Compliance 401K, for more details.
Email | dlindsay@compliance-401k.com
Cell | 832-326-0644
Company Details
- Employees
- 5
- Founded
- -
- Address
- 1095 Evergreen Circle,
- Industry
- Insurance
- NAICS
-
Insurance Carriers and Related ActivitiesAgencies, Brokerages, and Other Insurance Related Activities
- Website
- http://www.Compliance-401k.com
- Keywords
- of:.
- HQ
- The Woodlands, Texas
Compliance 401k Questions
Compliance 401K's website is http://www.Compliance-401k.com
Compliance 401K's LinkedIn profile is https://www.linkedin.com/company/compliance-401k
Compliance 401K has
5 employees.
View email and phone details for 5
employees at Compliance 401K.
Compliance 401K's industry is
Insurance
Compliance 401K's top competitors are
Options 401k,
Tpa Engine,
Smooth 401k,
Think Retirement Llc,
Penserv Plan Services, Inc.,
Cross Border Wealth Advisors,
Magii Pension Services Llc,
Pension Management Consultants, Inc.,
Apex Pension Strategies, Inc.,
Rpg Consultants.
Compliance 401K's categories are Insurance
Compliance 401K's founding year is 2016
