Established since 2017, ComplianceOne aims to provide comprehensive regulatory and compliance consulting services to various entrepreneurs and financial institutions in Hong Kong.
Employment Agency License No. (2022): 69520
We have accomplished numerous successful cases including SFC licensing application – Type 1 (Dealing in securities), Type 4 (Advising on securities) and Type 9 (Asset Management) regulated activities; application for trading rights of SEHK and HKFE; licensing of MSO; licensing of Money Lenders; setting-up of Cayman Islands offshore funds etc.
Our professional team consist of Responsible Officer from Licensed Corporation, former stock broker from State Owned Enterprise, former Manager of the Licensing Department from SFC, with professional knowledge in the financial services industry and practical experience in financial regulatory licensing.
Our clients include State Owned Enterprises, asset management companies, investment companies, start-ups and individual investors.
We strive to provide the most comprehensive consulting services and solutions to our clients so as to fulfil the regulatory requirements and enhance the overall operational efficiency.
Company Details
- Employees
- 15
- Founded
- -
- Address
- Sheung Wan, Hk
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- http://www.complianceone.hk
- Keywords
- Financial Regulatory Licensing, Ongoing Compliance Support, MSO Licensing, Compliance Training.
- HQ
- Sheung Wan
Complianceone Consulting Limited Questions
Complianceone Consulting Limited's website is http://www.complianceone.hk
Complianceone Consulting Limited's LinkedIn profile is https://hk.linkedin.com/company/complianceone-consulting-limited
Complianceone Consulting Limited has
15 employees.
View email and phone details for 15
employees at Complianceone Consulting Limited.
Complianceone Consulting Limited's industry is
Financial Services
Complianceone Consulting Limited's top competitors are
Complianceplus Consulting Limited,
Compliancedirect Consulting Limited,
Usmart Securities Limited,
Propbid Property Auctions,
Daxue Consulting,
Peak Compliance Associates (Pca),
Securities And Futures Commission (Sfc),
Compliance Consulting Limited,
Edon Fintech Limited,
Kroll.
Complianceone Consulting Limited's categories are Financial Services
Complianceone Consulting Limited's founding year is 2017
