For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services.
During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else.
At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best.
Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO).
Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.
Company Details
- Employees
- 97
- Founded
- -
- Address
- 485 Madison Avenue, 15th Floor,united States
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- http://www.dfppartners.com
- Keywords
- FinOp and Brokerage Support, Accounting and Bookkeeping, B/D and RIA Registration and Compliance, Tax Advising and Compliance, Tech Firm Startup Support, cyber, cybersecurity, fintech, fintech support, outsourced solutions, outsourced CCO, outsourced CFO, outsourced FinOp, Broker-Dealer, AML testing.
- HQ
- New York, NY
Dfp Partners Questions
Dfp Partners's website is http://www.dfppartners.com
Dfp Partners's LinkedIn profile is https://www.linkedin.com/company/dfp-partners
Dfp Partners has
97 employees.
View email and phone details for 97
employees at Dfp Partners.
Dfp Partners's industry is
Financial Services
Dfp Partners's top competitors are
Gfi Group,
Pkf O'connor Davies,
Equityzen,
Compliance Exchange Group (Cxg),
Oyster Consulting, Llc,
Finra,
Mufg,
Bombora,
Deutsche Bank,
De La Hoz, Perez & Barbeito, Pllc.
Dfp Partners's categories are Financial Services
Dfp Partners's founding year is 1952
