Evans Law, PC is a full service corporate and securities firm serving the diverse needs of the financial services industry from the boardroom to the courtroom. We are dedicated to providing experienced and strategic legal counsel to help clients manage risk, structure transactions, protect and maximize opportunities, pursue remedies, resolve disputes and advance their business.
The law firm brings decades of collective experience to each matter entrusted to us. Current members of our firm include a former chief executive of a FINRA member firm, general counsel and chief operating officer to securities issuers and a FINRA arbitrator with intimate knowledge of the challenges and objectives faced by broker-dealers, issuers, representatives and investment advisers. We welcome your review of our practice areas for further description of our professional services. Should you wish to speak with one of our attorneys, please click Contact above for address, phone number and email contact details or visit our website at www.secorplaw.com.
Primary areas of practice:
Arbitration and Litigation:
Arbitration - FINRA, AAA and JAMS
State and Federal Courts
Administrative and Regulatory Enforcement
Mediation
Expert Witness Services
Securities Issuers:
Private Placements
State and Federal Securities Offerings
Venture Capital
Due Diligence Assistance
Broker-Dealer and Registered Investment Adviser Services:
Formation and Registration
FINRA Rule 1017 Applications
Regulatory Inquiry and Exam Assistance
Internal Investigations and Risk Assessments
Customer Complaint Response
Product Due Diligence
Written Supervisory Policies and Procedures
Review, Training and Compliance
Operations and Marketing
General Corporate:
Corporate Governance and Entity Formation
Joint Ventures
Mergers and Acquisitions
Energy and Oil & Gas
Company Details
- Employees
- 1
- Founded
- -
- Address
- 155 N Riverview Drive,
- Industry
- Law Practice
- NAICS
-
Offices of Lawyers
- Website
- eklawpc.com
- Keywords
- Arbitration and Mediation, Securities Enforcement and Litigation, FINRA Broker-Dealer Law, General Corporate Law, Investment Adviser Law, Securities Issuer Services, FINRA and SEC Compliance, Private Placements, Due Diligence Services, Energy and Oil & Gas.
- HQ
- Anaheim, California
Evans Law, Pc Questions
Evans Law, Pc's website is eklawpc.com
Evans Law, Pc's LinkedIn profile is https://www.linkedin.com/company/evans-&-kob-pc
Evans Law, Pc has
1 employees.
View email and phone details for 1
employees at Evans Law, Pc.
Evans Law, Pc's industry is
Law Practice
Evans Law, Pc's categories are Law Practice
Evans Law, Pc's founding year is 2010
