Kinetic Compliance

At Kinetic Compliance, we're shifting attitudes about compliance. We often hear the same thing: "You're not typical compliance people." We take that as a compliment. We blend legal expertise with practical business consulting—a rare combination that means we understand both the letter of the law and the commercial reality of running a financial planning business. After looking under the hood of hundreds of AFSLs over the past 15 years, we've developed a fresh perspective on what works. What makes us different is that we go beyond just spotting problems. We build practical solutions that fit your specific business. We don't do fear-based compliance—we do compliance that makes sense. 𝗪𝗛𝗢 𝗪𝗘 𝗪𝗢𝗥𝗞 𝗪𝗜𝗧𝗛 • Financial Advice Businesses (3-10 advisers) running their own license • Multi-practice AFSLs with 2-4 advice businesses under one license • Wholesale AFSLs looking for specialist expertise 𝗛𝗢𝗪 𝗪𝗘 𝗛𝗘𝗟𝗣 Through collaboration and partnership, we become a true extension of your team—a trusted sounding board for all your business decisions, from staff changes to incident management to growth acquisitions. 𝗪𝗛𝗔𝗧 𝗧𝗢 𝗘𝗫𝗣𝗘𝗖𝗧 • Use compliance as an asset to drive efficiency and quality advice outcomes. • Have the right people in the right roles educated to make confident decisions. • Create a positive compliance mindset across all areas of the business. 𝗪𝗵𝗲𝗻 𝗰𝗹𝗶𝗲𝗻𝘁𝘀 𝗿𝗲𝗮𝗹𝗶𝘀𝗲 𝘁𝗵𝗲 𝘁𝗿𝘂𝗲 𝗱𝗲𝗽𝘁𝗵 𝗮𝗻𝗱 𝗯𝗿𝗲𝗮𝗱𝘁𝗵 𝗼𝗳 𝗼𝘂𝗿 𝗲𝘅𝗽𝗲𝗿𝗶𝗲𝗻𝗰𝗲, 𝘁𝗵𝗲𝘆 𝗱𝗶𝘀𝗰𝗼𝘃𝗲𝗿 𝘄𝗲'𝗿𝗲 𝗰𝗮𝗽𝗮𝗯𝗹𝗲 𝗼𝗳 𝘀𝗼 𝗺𝘂𝗰𝗵 𝗺𝗼𝗿𝗲 𝘁𝗵𝗮𝗻 𝘁𝗵𝗲𝘆 𝗶𝗻𝗶𝘁𝗶𝗮𝗹𝗹𝘆 𝘁𝗵𝗼𝘂𝗴𝗵𝘁. 𝗧𝗵𝗮𝘁'𝘀 𝘄𝗵𝗲𝗻 𝘁𝗵𝗲 𝗿𝗲𝗹𝗮𝘁𝗶𝗼𝗻𝘀𝗵𝗶𝗽 𝘀𝗵𝗶𝗳𝘁𝘀 𝗳𝗿𝗼𝗺 "𝘁𝗵𝗲𝘆 𝗮𝘂𝗱𝗶𝘁 𝗼𝘂𝗿 𝗳𝗶𝗹𝗲𝘀" 𝘁𝗼 "𝘄𝗲 𝗱𝗼𝗻'𝘁 𝗺𝗮𝗸𝗲 𝗮𝗻𝘆 𝘀𝗶𝗴𝗻𝗶𝗳𝗶𝗰𝗮𝗻𝘁 𝗯𝘂𝘀𝗶𝗻𝗲𝘀𝘀 𝗱𝗲𝗰𝗶𝘀𝗶𝗼𝗻 𝘄𝗶𝘁𝗵𝗼𝘂𝘁 𝘁𝗮𝗹𝗸𝗶𝗻𝗴 𝘁𝗼 𝗞𝗶𝗻𝗲𝘁𝗶𝗰 𝗳𝗶𝗿𝘀𝘁." Use compliance as a competitive edge.