Middle Clapboard Advisors

𝗦𝘁𝗮𝘆 𝗶𝗻 𝘁𝗵𝗲 𝗚𝗮𝗺𝗲. "If you are both wise and lucky, you will not make the same mistake twice, but you may make any one of ten thousand relatives of the original. The mistake family is so large that one of them is always hanging around." -Reminiscences of a Stock Operator. The simplest way to stay in the game is to avoid mistakes others have already made. Recognize them and use them to focus your efforts. I can help. Providing • Compliance • Business Development • Fundraising • Risk Management To: • Broker-Dealers • Investment Advisors • Asset Managers • Banks • Private Equity/Hedge Funds Wholly owned by Oliver Bergmann (CRD#: 1842154), whose clients/employers/OBA include: • Global Pacific Securities US, CIO, 2019-Present • Linden Thomas Advisory Services, CCO, 2024 • Patten Training & Review, Contractor, 2024 • Matinicus LLC, MD, 2015 – 2023 • OnCor Capital, MD, 2017 – 2019 • Mallory Capital Group, MD, 2015 – 2017 • Snowbridge Advisors, MD, 2013 – 2015 The content shared on my social media accounts is for informational purposes only and should not be interpreted as investment advice, a recommendation or solicitation to buy or sell any securities, or to engage in any investment strategy. The views expressed are my own and do not reflect the opinions or positions of any other individuals or entities, including my employer(s). Investment decisions should be based on an individual’s own objectives, risk tolerance, and financial situation. The information provided is based on sources I believe to be reliable and accurate at the time of posting, but no warranty of accuracy is made. I may express views and opinions that are subject to change without notice, based on market conditions and other factors. Nothing shared on my social media accounts constitutes a professional relationship between the viewer and myself. I am not responsible for any losses or damages arising from any actions taken based on the information provided.