National Regulatory Services (NRS) by COMPLY is an advanced solution and service offering for investment advisers, broker-dealers, hedge funds, investment companies, and insurance institutions. Meet the consulting and education partner for your compliance program, combining industry-leading expertise and real-world insight to help you stay up to date with the ever-changing regulatory landscape and minimize risk.
NRS is part of the COMPLY portfolio of solutions, which addresses institutional and employee compliance for financial services organizations in the SMB, mid, and enterprise markets.
Company Details
- Employees
- 321
- Founded
- -
- Address
- 29 Brook St, Lakeville,connecticut 06039,united States
- Phone
- (860)435-0200
- in****@****inc.com
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- nrs-inc.com
- Keywords
- Investment Adviser Compliance, Broker-Dealer Compliance, Hedge Fund and Private Fund Compliance, Investment Company Compliance, Blue Sky Compliance, Investment Adviser Certified Compliance Professional® Program (IACCP®), Form ADV, Regulation Best Interest, Form CRS, Form ADV Part 2b, Securities Licensing Exam Prep, Series Exam Prep, Investment Adviser Compliance Education, Broker Dealer Compliance Education, Compliance Annual Review, Cybersecurity, Anti Money Laundering Audit, Mock SEC Examination, Annual Updating Amendment, Blue Sky Permit Administration, Reg D Rule 506 Registration, Investment Adviser Registration, Broker Dealer Registration, Annual Compliance Meetings, Annual Compliance Questionairre, Firm Element Training, FINRA Education, Securities Industry Essentials, Series 6, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65, Series 66, Advertising Review, FINRA Rule 2210, Branch Audit Technology, Disclosures and Attestations, Gifts and Entertainment, FINRA Rule 3220, MSRB G-20, On Demand Compliance Education.
- HQ
- Lakeville, Connecticut
Nrs Questions
Nrs's helpline number is (860)435-0200
Nrs's website is nrs-inc.com
Nrs's LinkedIn profile is https://www.linkedin.com/company/nrs
Nrs has
321 employees.
View email and phone details for 321
employees at Nrs.
Nrs's industry is
Financial Services
Nrs's top competitors are
Comply,
Complyconnect,
Argos Software,
Cloudticity,
Breg,
Dexcom,
Rockstar Games,
Complysci,
Ria In A Box,
Active Network.
Nrs's support email address is info@nrs-inc.com
Nrs's categories are Financial Services
Nrs's founding year is 1984
