Ria In A Box

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RIA in a Box by COMPLY is the leading provider of compliance, cybersecurity, and operational software to wealth managers and investment organizations. More than 2,800 registered investment adviser (RIA) firms use the platform to increase compliance workflow efficiency and to automate regulatory requirements. RIA in a Box is part of the COMPLY portfolio of solutions, which addresses institutional and employee compliance for financial services organizations in the SMB, mid, and enterprise markets.

Company Details

Employees
25
Founded
-
Address
125 Maiden Lane,
Phone
(866) 611-7638
Email
in****@****box.com
Industry
Financial Services
NAICS
Finance and Insurance
Monetary Authorities-Central Bank
HQ
New York, NY
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Chris DiTata - 401k Specialist

Chris DiTata 401k Specialist

How RIA in a Box supports compliance for investment firms - InvestmentNews

How RIA in a Box supports compliance for investment firms InvestmentNews

RIA in a Box Announces Strategic Acquisition of Leading Cloud-based Virtual Desktop Provider, ITEGRIA, LLC - PR Newswire

RIA in a Box Announces Strategic Acquisition of Leading Cloud-based Virtual Desktop Provider, ITEGRIA, LLC PR Newswire

ComplySci Acquires RIA in a Box - wealthmanagement.com

ComplySci Acquires RIA in a Box wealthmanagement.com

COMPLY adds new capabilities and offerings to help compliance teams meet growing number of regulatory requirements - Security Info Watch

COMPLY adds new capabilities and offerings to help compliance teams meet growing number of regulatory requirements Security Info Watch

RIA in a Box announces LinkedIn compliance partnership - PR Newswire

RIA in a Box announces LinkedIn compliance partnership PR Newswire

5 Tips to Supercharge Your Annual Review Process - 401k Specialist

5 Tips to Supercharge Your Annual Review Process 401k Specialist

Regtech RIA in a Box acquired by ComplySci - InvestmentNews

Regtech RIA in a Box acquired by ComplySci InvestmentNews

COMPLY portfolio brands RIA in a Box and NRS annual compliance review guide and webinar to provide investment advisers with key strategies regarding SEC rule - PR Newswire

COMPLY portfolio brands RIA in a Box and NRS annual compliance review guide and webinar to provide investment advisers with key strategies regarding SEC rule PR Newswire

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