Compliance: Registrations & Annual Exam Requirements Performed by licensed and qualified Compliance Officer.
Specialties Include:
NEW MEMBER APPLICATION SERVICES (FINRA BDs & SEC or State RIAs) »
CHIEF COMPLIANCE OFFICER OR FINOP SERVICES - QUALIFIED STAFF AVAILABLE
COMPLIANCE CONSULTING SERVICES »
WRITTEN SUPERVISORY POLICY AND
PROCEDURE CONSTRUCTION »
CRISIS MANAGEMENT »
COMPLIANCE AUDITS AND REVIEWS »
ANTI-MONEY LAUNDERING AUDITS (MEETS NFA & FINRA REQUIREMENTS) »
RISK ASSESSMENTS »
Company Details
- Founded
- -
- Address
- Chicago, Il 60605, Us
- Industry
- Capital Markets
- NAICS
-
Securities, Commodity Contracts, and Other Financial Investments and Related ActivitiesSecurities and Commodity Contracts Intermediation and BrokerageSecurities BrokerageCommodity Contracts DealingCommodity Contracts Brokerage
- Website
- https://pyreneesusa.com/services
- Keywords
- Compliance - Registrations of Broker-Dealers, Compliance - Registration of Commodities-FCMs-IBs, FINRA Licensed Series 3, 4, 7, 14A, 24, 34 & 63, Licensed CCO for Hire, AML Exams, Main Office & Branch Exams, CRD & ORS Registrations, RIA Registrations, Annual Compliance & Ethics Meeting.
- HQ
- Chicago, IL
Pyrenees Compliance Llc Questions
Pyrenees Compliance Llc's website is https://pyreneesusa.com/services
Pyrenees Compliance Llc's LinkedIn profile is https://www.linkedin.com/company/pyrenees-compliance-llc
Pyrenees Compliance Llc's industry is
Capital Markets
Pyrenees Compliance Llc's top competitors are
Comprehensive Securities Compliance Solutions, Inc. Dba Cs2,
Swayze Llc,
Joot,
Ria Compliance Firm, Llc,
Reliant Compliance,
Gigcxos,
95 Percent Group,
Ria Compliance Specialists,
Regulatory Insight Advisors, Llc.
Pyrenees Compliance Llc's categories are Capital Markets
Pyrenees Compliance Llc's founding year is 2015
