Pyrenees Compliance LLC
Company

Pyrenees Compliance LLC

Capital Markets Chicago, Illinois, United States 1 employees
Employees
1
pyreneesusa.com LinkedIn

Pyrenees Compliance LLC Overview

Headquarters
Chicago, Illinois, United States
Website
pyreneesusa.com
Industry
Capital Markets
Employees
1
Founded
2015
NAICS
Securities, Commodity Contracts, and Other Financial Investments and Related Activities
Securities and Commodity Contracts Intermediation and Brokerage
Securities Brokerage
Keywords
Compliance - Registrations of Broker-Dealers Compliance - Registration of Commodities-FCMs-IBs FINRA Licensed Series 3 4 7 14A 24 34 & 63 Licensed CCO for Hire AML Exams Main Office & Branch Exams CRD & ORS Registrations

About Pyrenees Compliance LLC

Compliance: Registrations & Annual Exam Requirements Performed by licensed and qualified Compliance Officer. Specialties Include: NEW MEMBER APPLICATION SERVICES (FINRA BDs & SEC or State RIAs) » CHIEF COMPLIANCE OFFICER OR FINOP SERVICES - QUALIFIED STAFF AVAILABLE COMPLIANCE CONSULTING SERVICES » WRITTEN SUPERVISORY POLICY AND PROCEDURE CONSTRUCTION » CRISIS MANAGEMENT » COMPLIANCE AUDITS AND REVIEWS » ANTI-MONEY LAUNDERING AUDITS (MEETS NFA & FINRA REQUIREMENTS) » RISK ASSESSMENTS »

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