Highly specialized compliance consulting firm dedicated to supporting lower and middle-market investment advisers, private funds, and broker dealers. We offer a comprehensive set of regulatory compliance, accounting, and monitoring services intended to help our clients with preventing, detecting, responding, and remediating negative examination findings, regulatory scrutiny, misconduct, and other prohibited acts. As former regulators and in-house senior staff, we understand the specific regulatory needs and critical policy issues relevant to PE/VC, RIAs, Hedge Funds, and Broker-Dealers.
Get in touch with us at info@regcompfinancial.com to learn more about how we can be of great service to your company.
Company Details
- Address
- 17350 State Highway 249, Houston,texas 77064,united States
- Industry
- Legal Services
- NAICS
-
Legal ServicesOffices of NotariesOther Legal ServicesTitle Abstract and Settlement OfficesAll Other Legal Services
- Keywords
- Houston.
- HQ
- Houston, Texas
- Competitors
- Embiggen X, Dezign41.
Regcomp Financial Questions
Regcomp Financial's website is https://www.regcompfinancial.com/
Regcomp Financial's LinkedIn profile is https://www.linkedin.com/company/regcompfinancial
Regcomp Financial's industry is
Legal Services
Regcomp Financial's top competitors are
Embiggen X,
Dezign41.
Regcomp Financial's categories are Legal Services
