Subject Matter Expert “SME” in the following:
FinTech, RegTech, Neo Banking, Start-ups, NBFIs, MSBs & Correspondent Banking
Create, review, update Policies, Procedures, Process Maps
AML BSA Risk Assessments
OFAC Risk Assessments
BSA, AML & OFAC Regulatory Compliance Training
Country Risk Assessments
Fraud Enterprise Risk Management Analysis, Investigation & Quality Control
High-Risk Customer / (HRAs) Customer Due Diligence (CDD) & Enhanced Due Diligence (EDD)
High-Risk Customer / Accounts (HRAs) Risk Assessments
Regulatory Compliance Advisory – Board of Directors & Senior Management
Regulatory Compliance Action Plan for Financial Institutions
Regulatory Compliance Independent Review
Staffing Assessment based on Size & Complexity
Surveillance Annual Fine Tuning / Annual System Validation
Surveillance Analysis, Investigation & Quality Control
Managing Director BSA, AML OFAC & FRAUD, Global Operations (Staff = 6 – 25 Depending on partnerships)
Global Sanctions Compliance; Start-up; Auto Lending reviews, Internal Controls: Policies, Procedures, Process Maps, Model Fine Tune; Model Validation; Business reviews, Independent reviews; Banks, Credit Unions, FinTechs, RegTechs, Money Transmitter; Check Casher; Money Orders; Foreign Exchange; Pre-Paid; Gift Cards; Bill Payment; NBFI Lending; Cannabis; Gaming (Charity, Pari-Mutual, Lottery, Betting, Commercial Casino, Tribal Casino, Social Gaming, Online Gaming);
Company Details
- Founded
- -
- Address
- Greater San Diego, California, Us
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Keywords
- Audit, Compliance, Fraud, RegTech, FinTech.
- HQ
- Greater San Diego, California
Regtech&fintech Questions
Regtech&Fintech's LinkedIn profile is https://www.linkedin.com/company/regtech-fintech
Regtech&Fintech's industry is
Financial Services
Regtech&Fintech's top competitors are
Calibris,
Regtech For Regulators Accelerator (R2a),
Capital Market Solutions Llc,
Fileforms,
Brico,
Regtech Strategy,
Opentext,
Intellect Design Arena Ltd,
Fundapps.
Regtech&Fintech's categories are Financial Services
Regtech&Fintech's founding year is 2006
