RegTech&FinTech

Subject Matter Expert “SME” in the following: FinTech, RegTech, Neo Banking, Start-ups, NBFIs, MSBs & Correspondent Banking Create, review, update Policies, Procedures, Process Maps AML BSA Risk Assessments OFAC Risk Assessments BSA, AML & OFAC Regulatory Compliance Training Country Risk Assessments Fraud Enterprise Risk Management Analysis, Investigation & Quality Control High-Risk Customer / (HRAs) Customer Due Diligence (CDD) & Enhanced Due Diligence (EDD) High-Risk Customer / Accounts (HRAs) Risk Assessments Regulatory Compliance Advisory – Board of Directors & Senior Management Regulatory Compliance Action Plan for Financial Institutions Regulatory Compliance Independent Review Staffing Assessment based on Size & Complexity Surveillance Annual Fine Tuning / Annual System Validation Surveillance Analysis, Investigation & Quality Control Managing Director BSA, AML OFAC & FRAUD, Global Operations (Staff = 6 – 25 Depending on partnerships) Global Sanctions Compliance; Start-up; Auto Lending reviews, Internal Controls: Policies, Procedures, Process Maps, Model Fine Tune; Model Validation; Business reviews, Independent reviews; Banks, Credit Unions, FinTechs, RegTechs, Money Transmitter; Check Casher; Money Orders; Foreign Exchange; Pre-Paid; Gift Cards; Bill Payment; NBFI Lending; Cannabis; Gaming (Charity, Pari-Mutual, Lottery, Betting, Commercial Casino, Tribal Casino, Social Gaming, Online Gaming);